„გემების ბალასტური წყლის და დანალექების კონტროლისა და მართვის“ 2004 წლის 16 თებერვლის საერთაშორისო კონვენცია

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(' f)(X't \lt l{'P:\Rt./ tl (}(,\t \ I il \tp,.t(}"1)rx \il i) l((.rr B\\ \1;('(l\l 16 ,{\NLiX l)aSc I t{t:('(X;Nl7.l\(; ft lt-l-lll'lR thilt \(\cr;,tl Statcs lrlrrc takcn irrclir iJuul octir)n \\irlr r rierr t.1 ulrirnarcl.r slinrinarc rist,r ot. irrrruduerion ot, ilarrrriirl .\quaric ll.].-.]1,:..llrlll],]r:1.-,,t,rJ .rtre ()rganisrrts lttttl l'ilrho:rcri\ lhr()tr{h ships cnterin!i tlrcir pprr\. ilpd als. t6*t rhis isrue. bd;;';l rvorltlt itls c,.rnccrn. dcrnurrtlr uctiolr harcd trn glohallr lpplieat,lc rc,rlulations ,"g",1r"t. l,i lii., grrirl*linr: ti-rr thcir cll'ectirc intplerncntutirrn arrd unilirrrn int..rpretari,.,,.1.-'-"""" lll'\lRl\(; ttl t'{!llt;rltrc tlrc.l(rcli,ptttttlt rrl rtrlr,'t'rtrd nr('rc cl'li'.riru llullurt \\atcr \lln.sl]ntunl rrl)tirrn\ thlt rrill rr'\rlr *r i\!.t;11uc(l llrc\*lti\rrl. rnirtirrizlrri., .rr(l ,rtirtllrts ulir]liniilirrn ol'the tt:tn\ltr u l' l lurnr lir l ..\t]uutic ( rrliln i \nl \ i.rnr,l l)utlrugcnr. Itl':S()l-\'r:l) trt pt'c\clIt. tttittirtrize und ultintatch e linrinllr: tlrr: rirkr ttr tlrc crrr ir,.rnrncnt. hurnin hcllth. pn''pcn] llnd rc\uurcr-'s ari:ins filrrn thL'rrunsll.r ol'llannlirl .\qrratic Org;rnisms and l'athogcns through the control and managemenr of ships' Balla* Water ancl Scdimenis. us r".ti as tu aluid unwanted sidc'clTects l'rom that contrul and to encourage derelopments in related [uirrr lcdgc and Ic!'hn()krg\. ('()\Sll)1.:l{l \(, r}rlr rlrc,L' objcctivcs rnal brst br. achicvcd by rhe conclusion rll' an lntL'rnaliurlill ( r)ll\ e nti(!t'l tirl' thc Control and Managemenl of Sirips' Ballast Wanr and Setl irrrenlr- llAVl'- A(; ltl.l'. l) irr lirlLrr,, ' Arricle I l)tlinitiont For the purpose of this convention. unless expressty provided othenvisc: | "Administration" means the Government of the State under whose authority the ship is operating- With rcspect to a ship entitled to fl.v- a llag of an1 Srare. rhs Adminisirarion is'the Gr-rvcfiffierl ol'that Statc. With respecr tu iluaring plarlbrms cngagcd in cxploration and c'rpluitation ol'thc sca-bcd and subsoil thereol'adjaceni to rhe coasr uver*hich the coasral S|gt{, cxcrcises seivercign righrs- lbr the puryuses oi' exploration and exptoiution gl' its natural rgsources. inclurling Floating Storage Units IFSUs) and Floating pnrduction Storage und offloading Units lFPSos). the Administration is the Government of the coastal Smre concerned, 2 "Ballasl watel"' mcans tt'ater with its suspr:ntled trim. list. draught. ;tabilitr ur slrcsses ol'thc ship. '] matter token on hoartl a ship to contml "liallast \lalcr illanagentcnt nlcans nrcchanical. phlsicul. chemical. anrl biolugiccl pructsscl' eilher singularl.v or in combinarior. ro renlt)ve. rendcr harmless. or avoid thc uprakc or dixharge ol'Harmt'ul Aquatic Organisms and Parhogens within Ballasr Water antl $ediments. '{ "Ccrtificate" means the lntemational Ballast Water Managemenr Certificate. 5 "Commitlec"' meons the Marinc [:nr ironmcnl l'rotection 6 "cunvention" means the lnternational Convenrion Ships' Ballast Warer and Sedimcnrs. C :'OOCu lrlE' t,CPA R U Z* l,l. OC A L S -,,r.-,"ry|;ft ff: Comminec ol'the Organizatinn. fbr rhe Control and Management of ANHEX Page 3 7 "Cross tonnage" mears thc' gross tonnage calculated in accordance with the tonnage mLusurernent regulations conmined in Annex t to the lnternational Conr.ention on Tonrage Measilrement of Ships, 1969 or iln)' successor Convention. I "Flarmful Aquatic Organisms and Pathogcns" means aquatic organisms or frarhogenr rrhiuh. il'irttrotltrcc,.J itrt,t llre sel irtclur.lirr-t csluaric:. rrr inttr lic:lt *atcr u()urscs. nlil\ crr:atc Ituz;lr.ls lrr lllc' cttr irrrtltttcttl. lttrtttl.ttt hculth. prrrfcrt\ {}r rc\r)rlrec\. irupuil lriolrrgirll divcrsill or interfcre with othcr legirimate uses of such areas. t) "Organieation" meansthelntr-rnarionul futaritinrcOrganizarion. l0 "Secretary-General" mettns the Sccretary-Ceneral ofrhe Organizarion. I "Sedimenrs" means mauer senled out of Ballast Water *ithin a ship. I l? "Ship" mcans a vessel uf an1 tlpe *hatsoever opcrating in the aquatic envirunrnenl &nd includes submersiblcs. l]cratinB crati. lloating plattbrms. l-St js and FlrSOs. Article 2 General Obligutions I Penies undertake to give tirll and complete effect to the provisions of this Convention and the Anncx thsreto in ordcr to pn ycnl minimize and ultimarell eliminate the transfer of Hannful Aquatic organisms and Pathogens through the contml und manasernenl ol'ship:' Ballast Watcr and Sedirncnts" 2 Thc Anner forms an integral parr ol' this Convention. Untess expressly provided olhenrise. a reference to this Clonvention constilutes at the same time a reference to the Annex. 3 Nothing in this Convention shall bc interpreted as prevenring a Parrl' liom lahing. individualll or jointll' with other Parties. morc sringcnt measures with respecr to the prevention. reduction or climination uf thc transler ol't'larmt'ul Aquatic Organisms and Pathogcns firough the contnrl antl management of ships' Ballast \Hsler and Sedimenrs. c(')nsistenl with intematitmrl law. 4 Parties shall endeavour to cu)pcrate for the purpose of efl'ective implemenution, compliance and enforcement of this Convention. 5 Plrths undcrtakc trr ctlsouraqs thc sr.rntinucd dercloptncnt tll'tlallast Watcr Managumcnl and standards to prc\cnt. minimize and ultinratell elinrinarc thc rransLr ul'llamrl'ul ..tqu*tic Organism: and Pathugcns thnrugh the cunlrol and managemcnr ol'ships' Ilallasr Water and Sedimens. 6 Panies taking uclion pursuanl to lhis Convention shall endeavour not to impair or damage thcir cnvironmeni. human health. propen.\ or ncsourres. or those of other Stales. 7 Parties should {:nsun: that Bullast ['atcr ManaBemcnl practices usctl to comply. with this ('onvcntion do not cau$: greatL'r harm than they prevcnl to pruperty or rcsourL*e; or those of other statcs. C:TDOCUvE - I \CpARtiZ- I \LOCALS- I :T?ff*ff their environment. human health. B\\'MiC0Nl'136 A:\iNIr.X l)*ge "{ parties shall eRcourage ships entitled to tly their flag. and to which this Csrnvention I applics. rrr avoid- as tbr as practicable. the uptakc ol Ballast Water with polenlially Harmful Aquaric Organisms and Pathogcns- as well as Sediments that may conulin such *rgani*ms. including piomoting the atlcquatc implcmcntation ttf recommcndatirtns devcloped b1 thc Organimtion^ Pnrties slrall endcavour tL) co-opcrdtc under the auspiccs rrl'the Orgartization to addre$s threars an$ risks m sensitive. vulnerabte or threatened marine ecosystems and biodiversily in arcas beyond the limits of national.iurisdiction in rclation to Ballast Water Management. Articlc 3 I .lpplicurtum l:xccpt as expressly providetl othenvise in this Convention, this Convrntion shall qply to: (at ships entitled to tly the llag of a Party; and (hl ships not entitlcrt ro tly the flag of a Party but which opcrate undcr thc authority of a Pan,v. 'l'his Ct:nvention shall not appll to: (B) ships not designed or constructed to cany Ballast Water: (b) rlip:,.,1':l l)iu1\ rrhiclr prrl-r lrpct^iltr in rritlcr. urtdcr lltc iurisJictiolt ol'lhll Pan). uttlc:s tlrc l)trlt.r .lclernrirrcr tlirrt thc .li:,ctu,rrge t'l'llalla:l \\ lttcr li(tll) tuclt tltipr rvoultl impair or damagc their environmcnt. hulnan health. propert) or resources. or those ol'adjacertt or othcr Statssl (c) ships of a Parrl' which only operate in waters under thc iurisdiction of another Party. subjecl to the authorization of the latter Party for such exclusion. No Party shali grant such aurhorization if doing so would impair or damage their cnvironmenl. hunran health. propcrty or nesources, or those ol'adjacent or o$Cf Sutcs. An5 Part-v nor granring such authorization shall noliti' thc Adrninistration trf the ship conccrned that this Convention upplics tu such ship: (d) ships which only operate in $alers under the jurivliction of one Party and on thr: high seas. except for ships nol grantd an authorization pursuant to sub-paragraph (c). unless such Pan;' detcrmines that the discharye of Ballast Waler fr$ffi such ships nould impair or damagc thcir cnvironmenl. human hcnlth. propert) or rcsourcci. ()r lho\c rrl'ltljaccnt rrt'r'rthcr Stulcs: (cl an1 rvaruhip. nuval auxiliary Ltr olher ship tr*ncd ur \rPurutcd b1 a Statc and uscd. for tlrc time being. only on government non{omtnettial servicc.- Hortever" each Party shall ensure. by the adoption of appropriate measures ntrt impsiring opcretions or operational capabilitics uf such ships owned or operated by it, that such ships act in I manner consistent. so lhr as is reasonable and practicablc. with this Cr:nr,cntion: and rrl permgnent Ballast \*atsr in sraled tanks on ships. that is ntrt subjcct to dischargc' (' txx't \lt, I ('P \Rt-'l I [.(.x \1.\ I lf \llt']*.1)(x \lLl),'RC rs ro rhis convenrion. prrrrie, :rralt alpL rtrc rci,ltlif(tlts,t: til'llti. i...,,,,,",I11L ,:::1f.":('trtt111111,.,,,.r: ::..:ljl:. :r..::n-panies rl.tJ\ h",,.].1..r.,,rr',,,..,r;,'"'-l':ill',ri:;::';r,;:::l],"T::lrrl.]l.,l i'::iretr t,r r11!11 1l1i1r5 Artkle 1 ()onmil ol'the TransJir Hormful Aguutic organism^s und puthugens uf S.rrps, Ballcxt l{ater antl Sedimints b,ach Parq shall requirc rhat ships ro u.hich rhis ('onvcnrion appries and which wr'lLll alt anr 'l,'LJ srtu cntitled t* trr 111 l'lr. its irrr llag ll:r.r or r.. operating rrnnn'ri^.. unucr .,-,t-.- 1..--,-.rirs ,urhorirr c,rrrprr *i,h ;:';..'.fil|fi..il: ('onr ('.nr gnlitln. tltis enli.n. irrclu,lirr., rlr,. apilieahlc .rru,tlu'iJs r..,..r..-.r. anrt ..-- , irtclurlins tltc rcguircr,"",j;:; ".^t;,..,xt-, elrective e trecri v e mcasurcs rn ro ensurc ensurr rlrai tlrai itros" itrose rh ships i d comprl with ;;;;; t'hose ;;,: oqui**r*n,'. rl"t[]ot[ ;;'^;jl:l':l;:r:tifil: .;;il;;il ) ifrll"iiil*ll;"lljl*:j:-* tilffil I condiriuns and. capabiriries. drverop r'q'v'r'rr Fxrrrsrti5r sualcgtes or programmes :l-i:_llij::rar tbr Ballast Water Management in iis ports an4 wote6 under its iurisdiction that thar acr.nri*.hh o-; promote accord whh. and -.. ^- ---.^ .Lrhe amainminr of the Article 5 I 'ilil;;;;;il;::*.,J'l,","'i,ll"illl,?"i:Xl": objecrives of this ('()nv€ntion. i.:r',,i*#risdiction .Sedrrxent Recepriutt tacililies liach Partl undenakcs to ensune that. in ports and rerminats where cleaning or repair of batlasr tanks occurs. designated by rhat party adequate facilities arc provided tbr the rec€ption ,l'Sedimen$. mking int, account the cuidelines de!,eb;;;; ;; organizati,n. such rcceprion l'acilities shall opcrate without causing undue tlelay ro ships and shail provide for the safe dispusal ol'such Serlimcnts thar drrcs ntr inrpair or'darnag.'thJ, envir,rnmenl hum,n health, pmpert) Of res*urec5 or th$sr.. ttl'other Stalcr. I Each Parrl shall.nr:lili the organization tbr transmission rtr thc orher parrics concerned ol' all cases where the fhcilities provided-untler paragraph I are ailege4 to be inadequare. Article 6 I .Sc'rcril ilic ancl Tec,hnical Reseurch und Monitoring Panies shall endeavour. individualll ur jointly. (a) ro: pronlote and tacilitate scienril'ic and technical Managenrent: and (b) rescarch on lJallast water monitor the effecr of Ballast water Managemenr jurisdicrion. sueh rc"carch and mtrnit*rins should includs ohservarir,rn. in $aters under their measurerncnr. sanrpting, evaluation arrd anallris ol'Ihc etJbctircniss and adr'ersc irrrpacts ut'un, r".**log1 or methodol()g' as rrell a5 8n) advcrsc impucts eauscd. h.r srtch trrganisrns an.t partrogcns rtrt halc bccn idcntilicd trr have bc.en ranstbnr:d through ships. Ballas,-Wu,.r. 2 Each Pany shall' to lurther the objectives of this convention. promore rhe availabiliry *lrelevant information to other panies *ho lequesr h on: (af scientilic and. tech.nolog.l programmes ancl technicar respcct to 8311"., Water L{anagentcnl: und (. : :DOCL. ME- I TCPARUZ - I \LOCALS- I if EMprl6-DO(' i\lET}IRCJts rncasures undertaken nith BWMi('ONF*6 ANN[X Pagc 6 (b) the effectivencss of Ballast waler Managemenr assessmen t pr0grarn mes. deduced from any monitoring and ArtiClcT .\)r1r'e_r,untlcertific.tttion I Each Part-r shall ensure that ships flying its flag or operating under its au&ority and subject tr) survey and certification are so surveyed ind certit'ied in accordance with the rcgulatitms in the Annex. il,j:'t]:,,iill'Lf:J":'::l*,.,,.r1';,\rr(\ pr.rr\u.nr rri.1111.,. I i;rrrtt \ueri,rr ( r.rl'rhe ,\nrrcx rhu, ffi I ;;*r,,":;;',:'i:n'l; j:*.,:;':::::t*.:-::f-l*::,:d:#'"1:ii#il:":L"*illii:i;?il.-J-$ il:i:I another PartV. Verification ol'",,.,1i ort;tirin--r -L-,r L rs tt implementing such measures and shart not cause undue deray to the ship. ."\ rticle I l'iolutitttrt ,\rr.r riolulioll Lrl'thc r(quir(ttlent\ irl fhis ( trrr\cnlitrn .' e:t:thlirlr.',1 rrrr.l,.. rlr.' 1.... ..r'rl- r .t---;,. - slurll Lre pr.ril1ig11".1 utlij sanuliotts ;i :;{ ;' ;j# [ ;..i, iii1,Xl],Tilii iii ;;[1] J3I;. j j.,I * r":: :Sl,::_i, ,:f iil.1 ,i,":1, ;oi,iil ;;d.".. ,i,n'i X,-,H#: iliff'tr*pi.::::"::l*,::t:ff:: l1t i, . "i,.u.a ii,l;l;Iilil;',**,iillt;ffi:fj:il::: :::*:,i-'::1.::::llh.-ill:*:u 'iurariun. in ';;:rlli;: rrirh irs la*. lr,. pr:rsible. ,rJ*i"i_1il;;hil,';;ilf;, 'r-r!'r'! acr.:urdance ffii-?;; rrr\ r ''r\"rlr 'rrr, .,, ,r,. ,,-*u;"il,. '.;;' ;,i;',".;il",J*lnl'"''i,.,I]rX ;j#:1, j[,:,,1..:y.,',,:l:,::. .]1., n::,. ;;; i - ii" ;:llil;h*:,,' Jl',Ti I :*::: i'l :11:i I i "" 1i" 1 i t'Clllllr'tl llr.' :i11,..,,.,1 i i.,1.,,;..,. .1., ff ffi H ".*r'1 inttrrm rhc Parl which reponetl rhe allegetJ viularion. i " 2 'tny violation of the requiremenm of &is convention within the jurisdiction of any parry shail be prohibited and sancrions shail be esabrished under rhe r"* such a riolarion occurs. that partl, shall eithcr: "iir,i i";;:.'il;ilir (a) (b) cause proceedings to be taken in accondance wirh ir law: or tlrnish to the Administration of rhe ship such information in its possession that a violation has oc.curred 'l -Ihe sanctions pnxitled lhr tr1 the laws ol'a adcquutc in screritl to discuurage riulatiuns Article 9 and evidence as may be Part.r pursuanr ro rhis Article shall tre of fhisConventionrrh.ir.u*rthe1,uccur, lnspet'tion ol Ships I A ship to which this convention applies may. in any pon or offshore rerminal of anorher Pany' be subject to inspecrion by oflicers duly parry for rhe purpose of aurhorizaf ;t;i" determining whether the ship is in compli&nce wirh this conicntion. Flxcept us providcct in paragraph 2 of rhis Aniclc. any such inspecrion is rimired ro: (al verit-ring that thcre is onboard a valid ccrtificate. accepted; and C:\DOCUME- I \CPA RUZ. I ILOCALS., .,US#ftM' which. if valitl shall be lJ\\ \1 ('()\l .tn :\\\lI l,uge 7 (t't) inspection of the Ballast Warer record book and/or {c} a santpling of thc ship's t}allast water. carried out in ace*nlanci} vrith the guidelines tu be dcvcl.pctl tr.r thc orguniz-ation. Ilower,er. thc time required to analyse thc samples shalt not Le userl as a basis lbr unctull delaying the operation, movemenr or departure oIthe ship. l that: wherc a ship does not can) a valid ccrtificate (fl) (b) or there are clear grounds tbr betieving the condition of thc ship or its equiprnent dtxs not corres;xrntl 5ubstuntialll, with the paniculam of the Cenilicare: or ' the master or the crew are not familiar wirh essenrial relaring to Bailasr \uater Management or have shipboard prtxedurcs no, irp[r*iteo su"r, proccdures; a deuiled inspection nral be carried our. 'j ln thc circumstances given in paragraph ? of this Article. inspection shall take such stepi as will ::rtff"l"r.* Articlr l0 I rhe partl carrl.ing out thc unfil thar the srrip shali nor discharge Ballasr water without prcscnting a threar"nsurc of harm rn rrt* "n"iroi*"nr. human health. properry sr Dercrtkn ul'llirtlutiunt uncl (.anrrul aj Ships Parties shall co-opeBtc in thc dctcction ol' vir.rlations provisions 0f this convEntion. anrl $e sr'v ur\ u'r'\'rrtirlrr"'Ilt enlbrccment ul. the 2 lf a ship is detected to have violated this convention. the party whose flag the sftip is entitled to fl-v' andlor the Parg'.in whose porr or oflbhore terminal rhe ship is operaring. may. in uddition to an1 sanctions tlesciiterl in Article 8 or any action de.scribed in .qni.i. q.';Li ,r.p, ,* wam' dctain' or excludc the ship. 1'hr" Parrl in whosc p,lrt or ot't.shore tcrminal the ship is operating' however- m8)'grant.such a ship;rcrmission to leave the porr orothhore terminal for the purposc of discharging Ballast warerorpruceeding ro the nearest appropriate repairyard ur rccepion t'acility avaitable' provided doing so dqes environment. human heatth. propen)* or rcsources. I nol prcsent I rhrcar ol. harm to thc ll'thc xmpling describcd in Afiicle 9.1(c) leads to a rcsurr. or supporrs intbrmation rcceivcd ti*m anothcr p(trl or ollshure tl-rminal. inrtir,'aiinf ,tro, ii" ship poses a thrcar to rhc envirunmcnt' hutnan health. propen) or resourccs. the Portl-in nhose lvareni the ship is upcrating shall prohibit such ship fiom discharging Ballasr Warer unril rhe rhrcat is rcmoved. A Party may also-inspcct a ship when it enters the ports 'l or oflshore rc,rminals under its jurisdiction' if a request for an investigation is received from any partv. together r.r,ith sulllsicnt eridencc that a ship is operating o1 has opcmred in vi,llarion ui:u prouiriun in this convenrion" l-he regxrrt ol such inr'cstigarion shall be scnr ro rhe parrl ,.qr.J,ing it and ro the compercnr authoritl ol'thc AtJministrarion ol'the ship conc{:rned so that appropriatc action nral bc uken. C:tDOCUtvtE- I rC:pA RUz* I \LOC.{LS_ I \Tyfffitr It\\ \t ( ()\t i(, .\\\t .\ Ir;rgc H r\rticle I I .\'otilittttiurt ()l {'()tttrt)l .l..tion.\ I ll :rn insptctiorr conductetl prrrruant to Anicle 9 or l0 indicates a (onrenlirrrr" rlrc rhip rhall hc rr,rrilictJ \ repon shall be tirnr.arderJ tu the ine ludin* itn-\ c\ iiluncc ol'thc \ irrl:nirrn. ? ln the event thal an! action is taken pursuanr to Anicle g.3. 10.2 or 10.3. the officer c,rn,ini,rrario, or rhc ship jjni,,;;;;;:;;r:.,:,,;;i:':j;[: ii" ::-1ffi1, :ffiX,i:Tl c.nccrncd.'r it'rhis i\, r(,r ,iill,::Tl:,11..:,T,y,^I-:ii;s []()\\ihtc. rirc u,rr:u1,,; ]i,Jl,,l,L1rilll] ,, arrdirir,n. rhe rcrogni:aeir ognlze{I :l#,j;:,::::.::::;i::lj:i:lr.:i: organirarion :::::,.'."'r.t.o,,.i-,*..v.' responsibrc fbr rhe issue.l'ceniricares shail be noiilii. 3 The port Smtc authority concerned shall, inaddition to parties menrioned in paragraph 2, notify the next port of call of alt relevant information ruou, ,rr! ,iolation, if h is unsble to ake aclion as specificd in Article 9'3. 10.2 or t0.3 or if rhe;hrp been allowed v!v,. srrvwlu to proceed tu Prt l;ssr to the ncxl porl of call. il; Article 12 I l|rulue Delur.to Ship.t All p',ssible clli;ns shall bc made t' ar'oid s ship being Anicle 7.2, g. 9 0r t0. undul-r deraincrl or rtelnyed under 2 \then a ship is undull' dstaincd or delayed under Article 7.2. g. 9 or 10. ir shall be entirlcd to compensarion tbr an-".. loss or damagc. sutlbncd. Article 13 Technit'ar trssi.sruncc. L'r-tryrcrilitrt und Regknur (,,-olxrutittn I Panies undertake'. directl;- or through the organizarion and othcr international bodie*. as appropriate. in respect of the control and rianagement of ships, Baltasr water and Sedimenr, to provide support lor those parties which request technical assistance: (e) to rrain pcrsonnel: tb) to ensure rhe availahilitr crf-relerant technolog-r. cquipnrenr and tacilirics: (ci t. initiate joinr rcsearch antl development programmes; and (d) to undertake other action aimed. atthe errective implemenution of this convcnlion and orguidance deveropcrJ b-r the organizarion ,.ili"o rherero. 2 Panies undertake lo co-o[^*r.ltc acrivcly. il}[i";f$#H:t subjcct lo thcir national laus. regulationr ancl of technoiogl in respcct,f tlic conrror and managcment orships, Bapasr 3 ln order to further the objectives of this c'onvention. parties with comrnon inrerest$ ro p'.ttcct the en'irontnenl human hea[h- propert]' and resounces in a gir.en geographical arca. in panicular' those Parties bortlcring cnclosr,'rJ antJ-scmi-cnctosc,r seas, shall cndeavour. raking into accounl characteristic regi,nat tiratures. to r'nhancc r*si""lil-.plrarir)n. inclurJing rhrtrugh thc c ,tDor. u rvt s* \cpA R Uz _ I :LoCA r. s_ I 1 i.rr#i,*fff I Paee g ctn:isrcnr rrirh rh.is L.'nrsnrion. r. It)ants* ot rlt:) f,B shal seek :::*'':l,,l,jr:";"::Tl_r_=:::i:,li.' *psl"irte with the Partics tr1 rc*irrr, agrecments to tlerelop h,rrrronized pr.uedures. ro co- \r'lrelt I-l I I auh []art.r _.lt;rll r.r;pi.rrt t\, lll!. r )rgenizalit,n lnrj. rrltcrc rrppl.,rltriittf. ntlk( arailahl* lt.t oth*r I)anic: the li'rlhrt inS irrlirrnlatirln: {a} thr tla asr wa rs r M,rnase m L ili *i: fj: ij: : :: iand :r::*;T ::' ::r,rilti'i-1 irs tansregutarions. guiderin"t iLfr.ri""",i., ,i ir,il[iiJ,..r,i*, II cn i n c ru d in g thc. arailabilitr und lucatirrn ol- an1 rrccpriirn lacilitic.s lir thc cnrironrncntall\, salc riisprrr:rl sali riisnrrr:rl ot'Ilallasr 0l'[l:rllrsr \l :L.. unJs..f .^.r .-..r:-. .-.... ,".f ..- , U n,", i"r..l,r, (cl lhc Arrnc.r. rt;r]t rxrtil\,.Prtrtics .t'rhr rcecisrl trl'anr c.rrrrrrunicarions under rhc rani.., ,;;i il#;;,;'''.,;,:l,|l'l1il.:.,:||"';: rutrparlgral'rhr lttr) arrd (e ttrl'lhis .\rtie ic. 1....^,'1l.,lli.:'il::1rit]]] pr.,\cnt '\rrir;lu ijrir e i'eurarc r,, ArtirlelS .r Ttt;ff l)it1tutt..\t,trlt.t,tt,n! cr)nccming thc inrerprerarion r,r applicariun ot.rtris i.:::i:i]:, ::,:_:::,:::y,..-b:1::*n rhcm ;; ;, il:-;,".i r,",,..,ffi:ffi ::,,1i,,,:::::yT. l]l,i,, [x]_1,to rcgional agencies or. orong"nr.nrs or rBx)rt Article t6 orher peacerur means Relurionthip lo lnternational !.an,tutd Oher .,1,,TH:.H;;xlI ;;:iiil;# #;.J Agreements Nothing in this convention shall preiudice the customsr) inrernational law as rellccted-in the Arthlc l7 I sigruturt. Rutiric'tttion. Aucltt*n*, Approvur unc! Acccs-siutr lhis convcntion shsll be opcn lirr signature b1 anl Starc |,i.r:ff;:-' 3 righs and obligations ol any State under Liniredladons Convention on the Law of tke Seo. from I June 2004 to li Ma.v 2005 and shat'i rhereatter Surcs may.. become panir.s to the ( onvcntion (s) (b) by: signature not subjrct to rarirication. accepmnce. signature sub.iect to rarification' acceptanc€. accepEnce or approval; or (c) 3 ar the lleatlquaners of the remain opcn lbracceision by or appruval: or or approval. follorved by ratifieatiort" accession. Ratification' acccplancc. apprtrlal or accr'ssion instrumenl to that ctTccr rrirh the Secretary_Cjenerul, C:'.DOCUM[- t\CPARLiZ,- t,LOCALS I , J.EMpiit6.0{}C |!tEDnC;rs shall be ell'cctcd b1 the deposir of an ll*'lVlr(-'ONI:rirr A!NF"X Page l8 'l lla State comprises t\l'o or morc leritorial unirs in w.hich dilTerent systEms of law sre applicahlc in relirtion to 6u1,"o ilcalt r,ith in rhis convenrion. i, *ry at thc time of sigratunu, rutilication' acc(jptancc' approral' ()r accL\si()n declarc that this (jonrcnrion shall e.xtend r* alt irs tcrritorial units r'rr url' lQ one ur nr,rc of rhem and ,ruy ,rJiti, this declaration by submining ffiolher declaration al any lime. 5 Any such dcclaration shall be notified to the Depositary in writing and shal stare this conu"nti#urru"r. exprcssry the terriroriar unit or unis to which Articlc tE l..ntrl.inttt Forca 'l}is convention shall | enter into force twelvc months after the date on ruhich not less than thirty States' the combined merchant fleets of which consitute nor less than thirty-five percent of the gro-ss lonnage of the wortd's merchant shipping h."; ;;;;;igncd it withour reservarion as to ratification. sccePtance or approvsl. or havi deffsited *,. r.quirit. insrrument ot-rari{ication acceprancc. approval or accession in rccordance xith Arricle 17. J l"'or statcs uhich havr: dc;xrsitcd an instrunrcnr or- ratificatit,n. acceptilncc. approval or ucccssion in respect of this conrcntion after the requiremenls tir, into lirrce thcrcof have been mel. but prior to the tiate ol' cnr$ in fbrce. "ntr-"; rhe ratificaiion, acceptance. approval or accession shall take elTcct on the date orentry into force of this Conu"ntiun or three months after the date of deposir of instrumenr. whichever is thc later dare. 3 An-r instrument of ratificarion. acceptance. apprcrval on which this contenlion enters inttr fbrcg shall 4 or accession deposited after the datc take lnt"r ttrre" monrhs afrer rhe date of deposit. Atier the date on which an amendment to this convention is deemed rs have been accepted under Article 19. any instrument of ratification-.-u"..p*.e. approval or accession deposited shall apply to this Convention as amended. Article l9 Amentlmtnlr *lr*u*l,li:('onrcnti,n 2 ma-r bc'amended b; either ol'rhe prucedures Amendments after considerarion wifhin spccitied in rhe toll*xing the Organizarion: (a) Any Partv marr' propose an amendmenr to this convention. A proprosed amendrnent shall be submined to the Secretary-cenerar. to thc Panics and Members of the organizaiion con-sideration. who shall rhen circulat* it u,'t"ur, ri* *oni1,*'friJ, ro ir, (b) An amendment proPosed and circulated as above commilee for consideration. Parties. whether shall be ret'ened ro the or not Members of the organization' shall be entitled to_ participare in *,. fr**.dings *f the comminee fbr consideration and adoprion ol.ihe amendmenr. .' (': DOc[r lvtti- I,cp.{ R uz_- l,Loc.{ l_ s, I 1 I E }I p,]6.Dt)C I\,IEDjRC/ts Prge I I (ct \trterrtlrrrulrts .h;rll be utlLrplctl hr a tnr,-tl,rird: lllai()ril\ rrl.gl11; lr,,a11*J tr)rcscnt and \\'rins in the t \)nl|rrilr(c- \)n c\rnditi(,n trrilt lrr rcJ\t onr.-tlrirtr rrr-ilte rrrL Iplrti*s tr.'5 sllall shail Dc bc 11l'('\.'lll:tl ar rllc llr,'ti,rr,. ,t'. .r:.. 'rr tlrrc ,r'r nrc\cnt (d) (e .) - 'tirt*. Amendmenrs adopted in,accordance with subparagraph (c) shail tx communieared b,v the Secrctary-General to the parries fo, acceptor"c. An amcndment shall be deemed to have bccn acceplcd circumsLances: An anrendmcnr ro an aflicle of rhis convenli.n {i} becn acccpted on tlre date on which rxo-thirds (iir (0 in rhc fbl shalr be deemed to havs or'rhe parties rrrr. ro,iri"i ..\n irrrrcndnrcr)t t() ths,.\nnrr shall hc ticcnrcr"l ttr [1ra trcrn aeccptcd al thc Ct)tl ,rl't*clrc ,1\),tlt\ alier thc dillt {,1.,d*ptir)n rrr r!r\il \,Lh rrUtL-I trthcr Ltill.$ tlttt il\as .1,.r,.""i'.., I tr-r r.. .t.letc'rrtirrcJ tht ( .rr11;1i11g". llrrrrcr e r. il l.r-r th.t dltc rn(1r( thnn nr,rit) rhc \r:err:r;rrr _(rerrcr.;rl rtur rtrc.r v,r!!t u[r.iccr t(' ru rtr!: rhq llll:11:::1.:.,., l,].J_1i,,i., anrcnrlnrr"'rrr. ir :,hail bc trccnricr nor r(, ha\sh;;; ;;;;;;.'rr'r An amendmcnr shail enter into force undcr the folrowing conditions: (it An amendmenr Io an arricie of this convention shail enter into lorce for rhose parties thar have decrared rhat rhe1, have accepred;;;- months aiter the darc ,n which it is dcemed to have been o"..pi.o-in a""ordance rvith subparagraph telti). (ii) An amendment to the Annex shall enter inro force rvirh respect to all Parties six months ufter the date on which ir is deemed to have besn accepted. excepr for any party rhat has: (1, norilicd irs oh.ice tion t. ihc anrentrnrcnr in rubparagraplr tctliit and that has not rrirhdrarvn (lr accordaner with such .b.icction: *r notitied the Sccrerary-cenerar. prior ro rhe enrl into rorce of such smendmcnr, thar the amendment shafi enter inio tilrce for; after a subsequenl notificotion ofirc u.."prun.e. ;; (g) (i) A Partl rhar has noritjed an ob.iecrion under subparagraph il]{iiXt) may slbsequcntrl notir,r rhc Secrclar:v*-c"na,,t tttot ir accepts thc amendmrnl such amcndrnenr shal enrcr into rbrce rbr su.,h party six months arlcr rhe dstc of its notilication of acceptan.., or it",tute on *hich rhe amenilnrent enlers into force. whichever is rhe later rii) date. lf a Parq thar has made a norification refened to in subparagraph (t)(iixZ) notil'ies thc Sccretary{cneral o| irs acceptancc wirh rcspect t., ar amendmcnt. such arncn<tmenr shail ent.'r lnr, rbn:e tirr such pany sir mr)nths aticr thc darc ur'irs notirication t,r'acccptance. or thc ths amcndment cnlcrs into lir,u*c. whichevcr ( :,DOCti\.lt: - I ('p{RLIZ--l LO('.\LS ,t ,l.l:\ll},l6.DOC \llrl) R( .r! date on which is the latcr rlate. 13WM,CONF,36 ANNI:,\ Page 12 .3 Amendment bv a Confi..rrnce: (ill tiptrn tltc r(tlucrl t'l'J l'irrtr .trtlcr,lrlr,'tl irr b1 ar lea\t r)nc-third ill'ths punir:s. the ()rgattization ;ltull crlrl\ellr u crrnlctcncc'trl'l)urticr 1., r;trnriL[cr anrcndrn,.ntu, t$ this ('onr cntiul. {hr An amendment adopted b1' such a conference b.v a tlvo-thirds majority of rh€ Partics prl-senr and roring ihatt uc communicated L.r the s*"r.rory-6.nerar tr: atl Parl ics lbr acceptance. (t- I I ttlc:r tllc ( rrttl"'rctte* Jctidcr t'lhcrtr irc. the :,rnrcrtdrttgrt :]rirll lrc tl*crtrcrl tu ]rarc lrccn itr;e r.'[rlctl :rnrj rhull cntcr intir i,rue in 1ce (}rdlrrue 1 ith Ihe pr,r-.:cr.lurer spccilictl in 1lup3-*rrn6s l(s,, and \r, ( l) rrrl,!!Lrrtt.r. re spccrivcll f . - oc:"pt a, amcntlnrenr r. rhc Anner )rr'rtr bc trcaleo rreared fls as a 1,,,,-r,,,"1.",),.i::1.:',llj::1-'ifllll "rtrrrs'\ shrlr .]s non-l)arlr onl) tirr thu purp,rsc trr'applicatitrn rrr-thal umcndrrrcnr. - ..1rt.r n()tilicatirlll rrrrdcr tlris \nicle 6 lhc scurctury -(isncrill shull irtlirrnt the Panics and N{onhcrr (a) (hi .-\,rtitlC 2U I rhall bc rnadc in uriting lu lh* 1".r*ran_Oencral. 'l'his ul'tlrc ()rgunizlri'n tr[.r an-r lnlc'ndment thirt cntcrs inro lirrce anrJ the tlatc ot'ils Lr"r.r cntrr into lvrrs !.sr gencralll 'rrrv fbrce und rirr cach pan-r: antr arrl nutitir..ation rlrildr.. under this.\nick,. l )t,tttrttt.ittt iutt cunventitln ntu-r t're den,ttncctJ b1 Partl ar anl tirnc alter rhc thc crpir.r .r'r'uo .l'ru.o .ve*rs .an1 li.,m rhrri.,m thr. drrr dttr rrn rr hicrr -ve*rs hich rrris tlri:, i.;;.;;;;";;'..*;; I'rrrrr cntiorr .nr.ri intn ,;;; ,i,ree ,.:l,.i,;:,'il;l:,.' ttlr f frl fro,-,1 . il:: I l)cnttrrcialiott sltall hc cllL'crud b.r *ritlun *riuun nrltillcari{rn n,rrilrr.:ari$n rtr r,r tlrs rlrs l)cp.rilar.r. r)cp.rirar.r. ti-r ri:r takc..lll.ur takc ..rtl.ur onc lcar ;",.,,0j1:]l:::,l1ii:':,:i:,1..f.:.:j,:::;.u,b.r alier rcccillt ()r \ttch loslsgl'pcrird l: rnir\ 6i" sprciliuil in that nrrriljcation. Article2l L)c'lttt.tittrrr I lhir conrcntion. shlll hc' dcposired uith rhe Secrctarl-General. intl:',,.|u ir,utt, er'rpies.l-this ('ottventi.n ru',ll srarcs "rri.iir,i,l.G; ln ldrliti,n l, the lLnctirrns spce ilictl clsc\r'hl-rc {a) in rhis ('on'cnlion. the scercr*ry-(icnural inlilrnr all States that lratc signed rhir Cernventir)n. iir iiir or accedcd thcrcto. ot: cach ncrr ri{lutlttrc trr dtposit (rl'an irrttrurrcnl itppr()\ ul .r ,e ccrqir)n. t()lcthcr rr if ' l t-()(.,,rl.S I lt_\lp 3t,.p6C \ll:D R('ts 1: rrl ratilication. acruptance. thc rJutc thcrc.l. trrc dirte ur'cntr) ilru rul.cf or'rhis (,.rnrcr,ui.n: (]:,DOCL\,ll-.- t,CpARtiZ* rrhu shall rransmil rhis c'.nrcnrion or acceder, ] a,rJ ] l i I I II I (iii) thc deposit. .r' an1 instrument of trcnunciarion {i'm the conventi on rvhich ir .".*ii*tr und rhe date $n whieh g: ::.::::::::i,l.ll. "0, dtnunciation rakcs et'll.ct: and {br &s soon as this convention cn*rs into l"::f:*:i-",1*::.:f,* rvirh Articte t02 of the ctun". oi1i. Article 'l'his 22 rbrce. transmit rhe text thereor ro Narions ror. ,"eirr*tion and pubticarion ui-iiJ x.i"r?.' in accordr l.unguages con'enrion is estabrished in a singre originar Russian and Spanish languages. each Dor"[: AT LoNDoN this thirteenrh day of lN wl"lN.ss wlrERHoF in rhe Arabic. chinese. F.ngrish, rexr being equally authentic. February,. rwo thousand and fbur. lh. unrJ*signed. being durl aurhoriscd bv thcir rspcctive Covernments for that purpose, havc signed C:\DOCUME- I \C?.{RUZ- tUOCALS_ ihi, Conu.ntion. I lTEMpi16.DOC lllEDlRC.rts tlWM/C0NFrl6 ANNEX Page 14 ANNFX R}:GULATIONS FOR THE CONTROL AND MANAGE*TENT OF SHTPS' BALLAST WATER AND SEDIMEN.TS SSCTION A - GENE,RAL PROVISIONS Regulation A-l Dc\inititttt.r Ior thc purp(rsss of this i\nnes: "Anniversary datc" means the da.v and | the monrh ol-cach !,ear corcsp6nding ro rhe date ol'cxpiry of the Ccrtificare. 2 "Balla$ water capacitl" me&ns rhe toul volumetric of an1 ranks, spaces or compaflsncnts on a ship uscd lirr car4ing. loading.or oi..trurgin;-Bailasr warer. i*rujing any muhi-use tank. space or comparrmcnr J"ri-gn"o tu *f lo,* ."ri"gi-o?nallasr Water. capacity 3 "company" means lhe owner of the ship or all other organization or penion such as the manager' or the bareboat chanerer. who hasassumed th* r.rponiiii[,.* roroperation of the ship liom the owner ol'the ship and who on assrming such responsibititl, has agreeil to take over all the duties and responsibiliiies imposed by rhe lnrernationat safery Management coder. { "constructed" in rcspect of a ship means a s.uge of construcrion whcrc: .l rhe keel is laid: or '2 consrrucrion itrenririabre with rhe specitic ship '3 asscmbll'of the ship has commenced comprising thc cstimated mass orail structurar matcriar. .4 begins: at rea.st 5(t ronnes or I percent of whichcvcr is ress: or the ship undergoes a major convcrsion. 'Major conversion" mearu a conversion of a ship: .l which changr's is baflast watcr carr;-ing capaciry .2 rvhich chongcs the ship rlpc. or 'i rvhich' in thc opinion ol'thc Administration. .ve8rs or more. or '4 b,v. r5 percenr or gresler. or is projected to prolong irs life b.v ten n'hich results in modit'ications to irs bullast rvarer sysrcm orher than componenr replacemenl-in-kind. ('onvcrsion ol'a shipto nrcct rlic pirniriun.; of regulation DI shall not bc' dcemsd t. conq1i1s1. a major cunvcnii,ln tor the purpole ol'rhis Annex. ' C*gryg Refcr to rhc ISM b1_rhc Orguizution by resolurion A.74tt tE). as amended. (":,DOCUi\,tE- I \CPARUZ* I iLOCAt.S. irrVp,,-iO.poC \tF-DiRf,1s Page 6 "lrronl thc tr|,-arcst l&nd" mcans ltom the baselinc liom rthich rhe tcrrirorial sea ol the rar+ c.rcepr rhar. ri:r thc l'#ffi':1,fl::1,',:11:,,:.'-":fl'^Y":_i:::*";";; i,;*i"",, *rh-.J"#:;lTfilffi,li purposes oirhc ci:nvenrion. "ri,om rh" nearerr rand,.otl-the mean lium a line clralrn tinm a point on the coast of Australia in latitude I 1"00' S. longirude t4lo0g. E tt a poinr in latitude I 0* j,s' S. lungitutlc I 4 I ,-sS. F. thcncc ru a Jxrint lurirudc l(,:oU Sl longiru,Je l-ll,()0 I lhcncc to a groinl lariruttc q'l(i'S. longirucL, l4-i.,52. 1. thcncc to a point lariructe 9"00' S. t.rnlitr,te l-1.t.j0. l,: thence ro a grinr larirude 10"4t' S. loigirude 145o00. t: rhence to a point latirude t3o00. S, lon;it;;; t45"00. E thence ro a poinr larirude t5"00.S. foniitrJ" t46o00. E rhencc ro a poinr lariru<te t7.30. S. lon;ir;;; t47c0U. t-. rhcnce rr) a poinr larirudr.. 2 t".r)0. S. lonJir;;; ljl"5_5. l: thence lo a poinr laritudc l.l'.i(| S. tun!'ituJc 154c.00. I: tlrcncr. to a point on rhc coasr ul'Austra'iia in latirude 24.12' S. longirude l53"lS. E. 7 "Active substance" means a sub$ance or.organism. including a virus or a fungus. that has a general or specific acrion on or againsr Harmfur n-quati" brg;is'm! ano pathogens. Itrgulariolr \-) ( icnct.ilI I1ytl1a'4fii!i1.1 l:xcept whcrc cxpressly provi<led other*'ise.. conducted rhmugh Bgllasl waler Management Regulation AJ rhe discharge of Ballast warer shall only bc in accordandwittr ttre provisions of this Annex, Excelnions l'he requirements of regulation ll-3- ur and Secrion ('. shall nol appl; ro; sn.\ mc$iures adopted bt u pany pursuanr to Articre 1.3 the upuke or discharge of Bailasr wa*r and sediments necessary ror the purpose of cnsuring rhc saferv of a ship in .*"rg.n.! il;;;;;*rtil'i,* ar sea: or the accidental discharge or ingress of Bailast warer and sediments resurting t-rom damage ro a ship or iti cquiprn'enr: .l providerJ lhal all reasonable prerautions have been taken bel,re anrJ afier the .ccurrence of the tramage or.discovery r:f rhe damage or for -' rJischarge -' --"r thc purpox' o. preven t i n*e oi m in i m izingrrre tr i sctrary., rlr.t unlcss rhc ouncr- compan-r or orliccr in caused damage: or chargc "E- *irturl ""'s'!" v' or rvu reckressrv thc uprakc and cli-rchargc ot'lrailast t\arcrantj sedimcnr-c uhr:n bcing uscd furthrl purposc of avoiding or minirnizing prilurion incidcnrs tin* rt (': D0('L ill-- t,( p.\RLZ- I t.(X.,\L.S I 11 \tpi]6.DOC \l[,t) n( r: "-*t ;p, .,, ll Wll{;C(}},il:ri6 ANNHX Page 16 :i:[:l*,.:]ii1 urrd \ctlirrrcnt:: r,r ,1'n'.r,,",rt ilirr-hargc.rn rrrc rrish seas.l.rlc rarrc t]u1asr lvnrcr [[.:j':|1":*ijr:lt.:llttll,Td.):dimens frorn a ship ar rhe same tocari*n ;",5i:.ffi ,:*':;,:13:t,,::i::-y:(l!:i,{.;':"#[#;i"":,ffi ;xJ.:ll ;.';i'Hh:;l:Hl; :::,"'t:'.i::::,::r-',le1;:ll:':;""*.0'B;il'ffi ;".;;;: ;; ffi ilffi, ;'ff ffi : f #; :::::,1t, ff-:i T:1; areas is subjecr ro Ballasr ^, I : ll,ilq Warir 6 Naanag;"ri I Rcgul*tiun ,l-l lr'r..*rO?r.:ffi; iffi1.ffi. t_rcmptiont I A PanS or Parries' in *are$ under their jurisdiction. ,na,! granr egemptions to sny requiremenb to appl-v regulations B-3 ;; c-t, i; addhion'to"rhose exemprions elsewhere in this Convention. but only when ' l they arc: containsd granted to a ship or ships on i::il:x a volage $r voyages between speciried porrs or (,r r0 a ship irhich opcrares e.rcrusivet-r bcrwcen specilird pon, o, '2 cffe<tivc for a period of no more than five years 'l grante<l to ships thar do not mix Ballast water or sedimens other than betwe$n the ports or localions specitied in pamgraph subject to intermecliate review; l.l; and .-l granrcd bascd ()n rlrc GuitJelincs on ri:k .l\\c5\llt(tlI de r cloped h.r thr, Exemptions granted puniuant ro paragraph I shall nor be elfcctive until afier Organizalion. 2 eommunication to the organization and 3 circuiatioi orrr.r"ni-inro*u,ion ro the parties- Any exemptions granted untJcr this regulation shall nor impair or damage fte or r*rJur.., urudlo""nr oioth", states. ..\n1 state that the rrc arrveruerianact".r sharr be."nrrj,..r. environmcnl' human health. propcn) mi,,i;jrr:,':j}I" l.oru *i. "*t'otions Regulation A-5 *irh a ricu turesorving eny granted under this regularion shall be rccorded in rhe Ballasr warer Equiuiem unrltliunc.c Lquivolcnt compliallce ttith this Anner lbr pleasure craft used solell lbr recrcation or compctition or crali used primarily for scarch uno ,er"r". i;;;,h* 50 metres in lengrh overar. and with a maximum,r.:H,y:*r.",ug.o.i,r of 8 cubic ;;*r:'shail be derernriner1 b' rhe Administration taking inro accounr cuideiines o.n.top"Ju1 it" oriunirrrion. (': D0('L Ilt- | ('p,\Rr,Z- I LO(.Al.s I TF,\,t, :}6.DOC \lUD R( rs ANNEX page l? SICTION I} - MAN..ICEMENT AND CONTROI. Rcgulation B-l REQT]IREMENTS FCIR SHIPS Ballcut l{ater lllanagement plan :;fii *'i,:|x::,::::i f'f,,111,1:::1'T".l11Balhsr \Yater \r:rn;rscn,cnr pran Such a prun .::::,,i'i]xli:i]:l l'Ji:dfi";l'[: ;[1*].*;:ll'.'l;,1 ilre thll.sr [:,,,:ll; tt.,r., ,l:[l;l:j:i:":,*;;:i-:;l:' rt,,nr*".,,,.,,, plan ,lran ,.,. ,r..:ilil"r",i"li",iliil,,nl,:'j,?,'),,,i: ij;:;:,,r",,.,,r. lcart: deuil salbtl procedures. for the ship and rhe creu, associated Management as required b1 this Convention: u irh Ballast l _! detail the procedures for the disposalof .t at sea: and -: Io shrlrt: Setlimenrs: ineludc thc proccdurcs lbr coordinoting involves dischargc tu the sca ,.irh thc discharge will take place: ffiflH::,Jle shipboard tlallasr watcr Managemenl rhat airtroriries uf rhe Srare into shosc waters oflicer on board in charge of ensuring 6 contain thc reporting requircnrents for ships t be wrinen in the n'orking ranguage of French or Spanish. a transration-inti Regulation B-2 such rhar the plan is property provided rbr under rhis convenrion; and the ship. u.rhc ranguage used is n'r H,ngrish. one oi,h.r" ranguages shail be incruded. Balla.st Weter Rtcorcl Booh I Iiach ship shall lBtc on board a Ballssr \&'ater recorrr book that rnal be an elecrrunic rcc.rd s)stcln' or thut mu-l bc integratcd int{} &nolhcr record bo,k or s}$tcm and. rrhich shall ar lcasr ur.rnrain rhe inlbrmatiln specilLA in Appendix ll. 2 Ballost water reeord book cntries shatl be maintained on board rhe ship for a minimum period of tr*'o years aftcr the tast entry has been made *a tnerrn.i in the company.s control for a minimum period ofthree yean. ln rhe erent of the discharge ol'Ballast l,lrter -l pursuant to rcgulations A-3. A-4 or B-j.6 ttr in lhr' event of other accidt'nt-al .rr cxceprional discharge ol' Ballast watr.-r nor othenr.isc c'tcnrpted b;- this conventitrn. an entn shall be made in rtre- B-ailasr water record uoor, o"oiiuing --"--' r thc circum$ances of. and the reason lbr. rhe Air.hurg.. c:\DocLlME- I :CpARUZ"- | rL(X'ALS-" l, TF.M?.-X.ooc l nlVM,,(jilNljr36 ANNIJX Pagc ltl book shall k.r:q, reactitr araitshtt, ri.r 1n.n..,.,rn ar ull ,0.,,.,,,,,,f1].",,::1"::,,"::",1.:"::r,l tirttcs ard. irr thc eusu t,t u, *r.r.;.rr,,"i.t.ii;p;;;;',,,;,.';,r"r'n""i";i'l.,I'l;tJtr.li,l[ :;i;:,,,rb," -1 shar,r,h. f:l x*lfl:,,::'"iT:l*..::l'"'.1'r'"rr,y,irer. ,fr,llv.r.orcred n'irhnur dcta.v in r'.: ii-,u.';,,i::;";,';,;'l:'.jil;:':;-[,,1]; rhe 'i],:';il.:',li'i,,ll :;i:::X"::':::,':::','.:::r:;-.!:'l-:ll"-'" .n:n..,,jl,lt.l".l p"*" *h.l r,. 'igu"i ::,::::::t":1{ 'i*,iJ-r..-ir,.'rl.',.r:' J:t fiJ:,!':::,',i,.l'r',,,i" iii,,",' l".,illli*:',j'l,lli llilil: ff*,;::,_1,::]:l *:i::i:i li:l 1;.: ;"' ;; J;;:=J, *;1,:'.:T,l* 11'",::::::. :L: ll :tu 1" L'i"'r",i,. srare ,nios. n,* ,iil"-',i,,ii:jTfi; -.J ::::i"),':::,,:1'l':::1,:fl:":l^3::g: 'i,t'"ordiscrepancy. used. thesr shall prevail in case oia Jirpure 'r'jp il;#: ()lliecr> dul.r lrtttlri-rrizcrl hr a [';rn) llla\ lllilki rnil\ in\pcct thc l]ullast \\ ute r *uorr.l 5.trk u6 [.!Ey,rd srrll) i'l ill1.\ L'llll'). ilriil r((luirc llru rt't.r.tr;r trr ucrtil) tlurt 'i ;fi.'.1';l';l':;';i.:'X';: tlrc rrrp\ ir :r trr!. e();;. ilil l'll:;ii,.li.l,i,;i'i,."lifl,::1,1,i::1"::"1:''";;i;:-..;,ili irr.:ur; iuJiuur prucccdirrg o" c*i,lcncc r.,r'rhe ^n\ rircrs xer,:rt :;:l::":li::llll,':3'lrrrirsitrre ':l:.':iffi j'ff 'i"]l ff #hJJ:r:Hl*:,::r:*i::]-':lrg;[;iiih.;ffi causing the ship,J[-r]il"il,[:r: bc pertirrmed as expetritiousr.v as poiriur. Regulrtion B-3 I in "i,tour Ballas Water Munagemenrfor Ships A slrip consrructcd bclirrc f009; 'l $ith a Ballast watcr (-apacit.r ol'between 1500 and 5000 cubic meres. inclusive. shall conduct Ballast water Management dral ut i.ur, meets the srandad described in regulation P'! ot regularion d? umil 2014, after r*,hich rime it shall ar lcasr meer rhe standard described in regulation D_2: '2 with a Ballast--water c'apacity of less than 1500 or grearcr than 5000 cubic meucs shall conduct Ballast \\'arer Munagemenr rtrar ar leai mce6 th. srendard described in regulation D-! ur regulation D-2 until 2016. aller r.hich limc. it shall ar lssst mesr rhe smndard describcd in regulation D-2. 2 A ship to which.paragraph I applies shall comply with paragraph I nor later rhan rhe firsr intermediate or renervat su*iy. whicirever o€curs firsu-after tt. *niu"rrury dare of detivery of the ship in rhe .vear of compliance wirh rhe srandartj appricabre io rtr* rr,ip. I A ship construcrcrj in or utL'r l(r)9 nirh a Ballasr warer ( apacirl ot'less rhan 5000 cuhic lneurs shall conduct lJallast \l'atcr !\'lanagrmcnr thar ar leasr megrr the srantlard describerl in rcgulariun D-3. 4 A ship construeted in or after 2009, bur betbre 2012. wirh a Baltast warer capacity of 5000 eubic metrcs or more sholl conducr Ballasr warcr tntaiagement in accordance with paragraph 1.2. 5 A ship constructed in ur atler 20ll wirh a Ballast watr'r capacit.v ul'-1000 cubic melres or m*rc shall conduct Ballal waler Manag,emeni rhat at least melts the srandard describeel in rcgulation D-2. C:: D()( U r I F - I \CpA R U Z - I, l, OCA r. s _ rtJ;,rl;;.,r* " ff 8WM/CONFB6 ANNEX page 19 6 I h{' requiremens of this regulation rjo not apply ro ships rhat rJischarge Ballasr water ro s dcsigned taking into ac.,,rnr rtre i;uio.tinrs'dcr.etopcd b1, the (Jrganizarion for :::-rr,f,!l,HliI-.- 7 other methods ol'Ballasr water Management ma1, also be accepted as alrernatives to the rcquiremenls described in paragraphs l.to 5. piovided rhat such ,n.ir,ou, ensure at leasr the same environmenr human health. ourccs. antr are approved in n.opnr' ;;;; l,ffifiLfiltfflt1#|fi Itcguhtion li-J I Llu I I u t t ll ttt c t. l'.. L' lt.t, tg\ \. A ship conducting Bailasr warer exchange ro ' I meet rhe standard in regurarion D-r shail: whenever possible' conduct such Ballag water e.xchange al leasr ?00 nnuticd miles f'rom the nearesl land and in n'ater ut d;;i 100 mer.es in deprh. taking inro acc(lunt thc Cuidelincs developert b-r, the '2 Organization: in cascs \tht're thc ship is unable to conduct Ballast watcr with paragraph l-1. sueh Ballast.warcr.*"r,*g.-rtall exchange in accordance be condriteJ ar.ing into account the Guidelines described in paragraph rj *o as far from the nearest land as possible' and in all cases at least io niuticat mites fmm the nearest land and in \\atcr at least 20{l nretrcs in tlepth. I ln sea areas uhcrc lhc distance lit.rtn thr: llearest land ur thc tlcpth does not,ncet parsmetcrs dcst'ribed. in puragraph ll or l.l. the port -\tatc mar, designate arcas.rhein consultation with adjacent or-otit., Srates. rvhere a ship may conduct Ballast waler exchange, uking into account .m fpp*pri"*. ttre cuioeiines described in paragraph L l. 3 A ship shall not be required to deviate iiom its inrended voyage. or delay the voyage. in ordcr to corrrpll. with an.r particularequi.cmenr 'rt A ship conducting tsallasr water erchange "iort*rpfi l. shall not be required ro comply with paragraphs I or f' as appropriatr. il'thc ri.t", reas,:naut.v'dccides ttur r*r,'J*".trng* would thrcaren the.safery orsrabitity of rUe strip.il;:or is passengers because of ship design o, ,rr"rr, equipmenr fairure. or an-v orhei exrraordinarl. :|}:ffi r:*ther. \{ hcn. a ship is rcquircd ru conducr rlailasr \\.atcr cre rrangc Irrcl docr tol. tl; so irt accurtJance rrith this regulation. thc rcasr)ns shall bc enterecl i',, thc []alllsr Wurcr rscord bur,rk. Regulation ll-5 Se d i me m lla nuge ne n t .[o r S h ip: I All ships shall rcmove and tlispose of sedimcns.Fom spaces designated ro c8rr1, Ballasr water in accordance with rhc prorisions of the ship's Bafiasr $r;;; Mrnugcmenr pran. 2 ships described in regularion lt-1.-1 tu Ll-3'5 shoultl. *irh'ut compromising salbtl or opcrational ellicienc,v. be designed and constructed with u view ro minimize rhe upmke and undesirable entrapment orsediments. facilirate removal of sediments, and provide safe access r. allow for Sediment rcmoval and sampling. taking inro u..ornr guidelines developcd b-y the C:', D(X:U tlE - l',('PA R LiZ -, |,1 (X-,\ L S.,,rrrlil;ji . lf- li\\ \l ('( ):\l- .i(r ANNl:X llugr 30 Organization. this paragraph. Regulalion ll-(r I.)uties rt/ t )l.licer: dnd ('r(\. otliecrs and cre$ shall be t'amiliar with their eluties in rhc implemc-ntarion Managcment particular ttr the ship on which thcy servr- antJ larniliar u,ith ths ship's Ballast $arer \.lanagcmenl plan. of llallast water shall. appropriarc ro their duties, be sr-('1'toti c'_ spt,:('t.\L Rr.Qt ilU,:lIt.N-t.s t\ clitt.t AtN .\tt[,ts llcgulation ('- I -.1 t. l t l i t i t t ru Ll /r,tr.r rl-r,.r I lf a Parrl'. individually'orjointly with other Partier determines rhar measures in tu those in Scction B arc nccessflr) lo prevcnt. retluce. or eliminate the rranslbr rrq,t-frLt of rrr ttdtlillul '\rluxtlc ()r'glrrisrrrr urrd l)utlror"icn\ lltruri!lt,hip.. IJulltr:t \\tfcl unrl Scr.lintcnts.:uch l)anl ur []:lrrii.. rrr,r. ,.,.'r.i.r.,.'r ,, irL l^..-.-..,: .- r r rcquircnrcrrt. ;.;;.;;;iil;#;i :l or.requiremenrs under paragraph l. a parr,v- or parries l::::.:: ::n:1,:1,:1;tanrtanf r|irh adjacent r;r orhcr sruus rhai.'in;; -'--/ ;rfi"j"Or';;;';;;"#:; Juv'r Jtarvsrsr t'l 1,::,,1_.:,:ult rcqUiremenUs. 3 A Pany or Panies intentling tu introduec additional measures in accortlsnce with paragrsph I shall: .l rake into accounr the Guiderines deveroped by the organizarion. .l communicalc their intention to establish adtlirional measurc(s) to rhe organizarion at least 6 months. excepl in. emergency or epidemic siiuarions. prior t$ &$ Projected datc ol implemcntation oflhc measure(s). Such communicarion shall include: .t the precise co-ordinates whcre additionar measurc(s) is/are .2 the need and reasoning [, rhe apprication of rhe additionar mearurc(s], appricable; including. u,hencvcr pussible. ben,,itits: .-1 a dc'scriptiun ol'thc udrtitipnal nrcasurc(s): antl .4 any arrangements thar may be provided to facititate ships' the add itional measure(s ). complianc{: with to the extcnt rcquired h.l customary intcmati0nal lart as reflectetl in the United Nati'ns ('onvcntion orr rhc l.au rrf thc Sca. as rppropriatc. obtain thc appr*ral ol' thc Organization. (':'DO('l r\tf: li('p.{lil 7 . l,t.o(..\t s I n.\lp i6.D()c \il l) lt( rr jr*iuni"\ j;";'";:|;llij."*,,j]]1i,1]:]1,S mcasurcs. srrail sndearuu, ro make available all appropriate senices. u'hich' may :-,-.u ."r9,,_nul incrude bur are tnariners of areas' available and alternative ".,',iirl1l*"'[-?"1ili#,J,"X routes or ports. as rhr as practicable. in order the burden on the ship. #il; 5 Arry addititlnal. lneasure\ aduptcd b.i a Pan,v or Panics shull nor compromisc thc salhy and:;ccurity of thc ship and in an1 cireurnsranees not c{)nlliL.t qith an1 ,ther c*nventiun with rvhich thc ship nrust compl1,. 6 A Pany or Parties introducing additional measures may waivc these measures tbr a of time or in specific circumstf,nces as they deem fit. Ittgulutiorr ('-2 H-'untingt ('ont'arning lltillutt ll'ctter (,pt.*t, t,t ( ert(ri1 ..!rc.rs (mtl R,f{*rcd l; I ug .\ it t t, .l /r,.r.r gr.e r ,n,,-'.' rheir jurisdicrion wh*n: ships l,l'*:,*"';;,ii-","L::I.,,ir:.": H:::"^:j,1:::: ;;d;, y::i": rh.," ili' :;:iiT:il:T t'3; :H:1 r: ::::jl"::':..u,t' :1 F;; Jl"d,.l',il iHffi':,{;; gltCrnAtiVe area ()rarpas sttcrnarive arefl or areas lor ror rhe rhe rrnraL- ^l'r)^r,-. rr, i;'' uptake oi .t r*;" \r,;r:n';ff ,[li"f?]r"Li'ffl';:r: - knoun to con*in outbreaks. inrcstations. or popurations organisms and parhrgcns (e.g.- toxic argar or' l{armrur Aquatic brooms) rvhich or. iir.ty to be ot' relevance ro Ballast Water upuke or dischlrgc: .3 '3 2 near sewage outfalls: or wherc tidul llushing is poor or times tturing which a tidal srcam is known ro bc more turbid. ln arldition to notili'ing marinen ul'areas in accordance paragraph l' a Pan; shall notift the organizarion and nith the provisions of affecred coastal states of an)' &reas identified in paragraph I and the ";y;;;;,i;lly rime period suci warning is likely ro be in effect. I.lre noticc to the organization antJ an.r porcnriail) ;ff.;;J;;;i'ffi,.s shal incrude the precise coordinates of thc area or areas. and.'rvherc possible. the location ol'an."- altenrative area or areas lirr thc uptakc ol' Ballast \\'atcr. 't-trc n,iiee shall incrude ,Jr:i.. ro ships neetling to upt{ke Ballast l\iatcr in the area' rleseribing orrung.:r*n,s made for artcrnarire supplies. l.he pany shnll *:,["J'llfii:il[ j}|,ffii;.izarln. oni-*n1 potenrian] ancteJ coui;ru;;", ,-i"i'u gi"*n Regulation C-3 Communication of lttbrrtation Ih' orgonization shall make avrilable. cr)mmunicated to ir under regularions (.- ( : t)()('t \lt, I ('p,\Rt,,/ I l.(X \t \ thlcrueh an), appropriotc mcans. inrbrmstion t and C-1. I tr Uf l(, l)e(, \ll.]) R( rr B\VM/CONI-i36 ..\NNHX Pagc 21 sl':crlol'j r) - sr'..l,r'iDARDS FoR IrAr.LASr.\lAT[:R M.{r{..r,GriMlii\.r Regrlation D-l llallalr ll:uter E:ichrtnge Stonclard 1.,,,r,".1T*itrj3.::1,:fl::l$: T-1,er rvith an clliciencl ol'at tast 9.i pcrcent exchange in accordance with rhis regutation shal oo do *o *ir*"tri. exchange uf nuf fi;'*)orr'€uratron snall : I 1;1' 111i1r: cr'e ltitttuirt:l ll'tllarr \\ lrtcr ['r.r, tlrc r,cthrrti. puntping thr,Lruh irurrrpinu-tlr.Lru!,lr 'ire thrcc lirncr thc rt,lur.rrc,.,1 cacll llall:.rsr \\ufcr ffii*:';: provided rhe ship l;[ilT1"1.,..'":':',,]",'*:.:'::",:iL can demonsrrate,rili"ir"ir, IlCgUlrrlirrn l)-2 tlni ,hall r^":'-,r,,, (r)tr->idcrcd l(| trrcet ,n. lr,rri*ii ii,,.' ,,,. r'orume mav be aceepted uorur"*i.'1iltffi:#Lt€ 95 percenri;;;. l.l,tlltt ,t ll tttr.t. [,tt.lttr.tlttttL.t .\!ttttihtrrl :[n:::.i::,?f".:"j]:':,],1":-Mifg*mcnr in accordance uirh this regularion shu, mieromerres in minimum .rimcnsiin'anJ r.';;',h*'r0';il,"-r;";i#$;t;ii;fil_l',"X than 50 micrometres in minimum dimension nnd oreqr,,r rho- ..- .-. t,r - l.,.inffl ^......r ll"I li#::"fl:T::,::T::ll:l] ";':':';: ., "::i;liiJ:;T ;: l*;.''::;:.;{;:;;,ffi;, h.' T # [,i:::$' x; ::* lm cnnccnrraricrns : :..1T.'': : i:: dcscribctJ Tl I 1";; spccilicd "ii ffiffi:;, in p:aragraph 2. lndicator micnrbes, as a human hcalth standard. 'l . shall includc: Toxicogenic ltibrio cholerae (ol and ol39) with ress rhan I colon,v fbrming unir (clir) per r00 miiliriters or ress than r cfu per r srum Gr weight) zooptankton samples: .? .i Esc.herichiu roli tess rhan 250 cfu per 100 milliliters: lntesrinal [ntcnxousi less lhan 100 clir per Regulation l)-J lt]0 miltiliters. Approvar requiremcnrslrr Bttilast water Monugement s!,stems 1 Excepr as specified in paragraph 2. Bailasr y1,!'. Managemenr s!.srems used ro compry with this convention,::::,I uppLn.a b.r rne Adrninistrarion=,uri.ing inro accounr cuidelines devclopcd b.r. thc Organlzarron. 2 Ballast \r'ater futanagemcnl s-\\lcms rrhich makc use ol'Actilc substaner.s or prcparatiuns conuining one or more Active suusunces ro compty with this convention shall be approved the organization' based on a procedu.. o"".rop.i.ul-rtre orgaiiotion. 't'his prucedure by describe the approval and withd**ur sha, J.pprcval ot' a.riuJ subrrun.", and rheir proposed mannerolapplicatio"'.ll Ythgrawal ol-approval- the use orthe relevanr Acrive substance or Substances shall be prohibircd u irhin t !"ur'utt., thc <lare of such rvithdranal. '1 Balla-st \t'atcr Management !)stcms used lo compll rvith this convention must be salb in tenns olthc ship. its equipment antl ihc crcn. l (': DOCI \ll .t ('P.{Rt^ ./ .l t r}(.\t_\ I 1:\1, -tf} l)rx \il:t) R(.t: l I l{r'1rrl:rtr,rrr l}-J r0l any ship thaq prior to the date that rhe sranttard in regularion D-2 i woutd othenvise in a programrnr,, appmved hr rhr. Administrarion ro t*sr sr ano rnd Yn::.:,T:li:,:,f"1il;l:Tj.llll:: eraluuc l'rr{rtltirinlr l}ullurr \\utcr rreatnrcnr tl.ehrr.,l,,ui,,... th,.- ..r,,,tJur.,.l in rcgrrlltitrn [)-] rlrall nr:r apnlr t'r th:tt sltip trntil lir(.\cirr'\ tionl thr' Jfie ,,rr r, l,i.h tl," rlri;r r,11y11;11 rrtllcnrisc he required ltr r'i,rtttpll rr ilh :rrclr rturrtlarr,l. inu",,.,loJ."u:1, (irridelines j:1.,:::"i1.: :T .g::._on u,hich the smndard in re_eutarion D-3 has become rlpr,al,.^o,l t. rL- A---- . 'lH#:ffi;;'ffiffiffi -. rv t'rqt )rrrP rur LY€ leurs liom thc date,t'instailati.n or's,ch tecinorog.r 3 ln cstablishing and carrying out an) programme lo rcsl Vy'ater rechnologics. panies shail: .l take into sccounr cuidetines deveroped by the and cvaluate promising Ballast organizarion. and allow paniciparion onrl by the minimum number.f test such technologies :l Thmughout the test and evaluarion period. the c*nsistently and as designed. Rquhtion D-5 1 ships neccssar.y to etler:rivery , treatment s-vstem must bc r:perateil Review of Stamlards b1,the Organbstion -o'a mecting ol'lhc ('ommittce hcl,J no larer than three lean belbrc the earliest etlbctive *r lbrth in rcgutation D-2. rhe a;;;i;;;;all undenakc a revien, which inctudes a determinarirn-rr.r'wlrerier appmpriare rechnorogies standard' 8n assessment of the criteria 2. and *-*r"rrrn.nt of the socio-econnmi* !n'paragraph efrcc(s) specifically in rclation to the devetopmental needs of developing counrries. particularly date *l"lhc slandard ;; ;;;;ffiil ;.'.iil;"[! small island developing states- The committee shalt atso-unaenate periodic r.,viewl as apprupriate' to examine theapplicable requiremen,r-r"i'riipi well as anl olher aspecl of Bailast warer'Managcment Guidelincs developed b1 the Organizarion. 2 Such reviews ot'appropriate rechnorogies i*otu"a in regulation B-l.l rs addrcJin this.lnnfx. in.iroing uny shalr arso take into accounr: r safery considcrarions rerating to rhe ship and '2 environm.ental acceprabitity. i.e.. nol causing ' impacts than the.r solvc: '3 .4 practicabiriry- i.e.- c'mparibiriq- *irh a_Tir. more or grearer envir*nnrcnlal ship dcsign and opcrarions: cost effectiveness, i.e., economics: and c:iDoCrJME*r:(.pARr jz-t,t_oC:tLS,,,r?i;1ft the crew; tlwMrcoNFl36 AtiNl:X Pag* ?{ '5 biol.gical etTectiveness in terms-of.removing. or othenvisc re$dering fiot viable, Harmfur Aquatic organisms and pathoge"r i,i-g"ir"ri warer. #:.:ffI:*"T::,.iTl,i-?:it-::,sroups ro.conduct thc revier*{s) deserib*d in ::"::::r:;: r-:rfl :'J,o'J:..'""Jfl '::::yi:::lyhti.,Lx*r,i#;;:':,{Jffi jil;g^":'.1i::1,.,:liii-I}ill;i'fl ;lli.J:iil'X:Hiffiil; :l,T.l*ffi ;;ffi *:;il:, ",Xil'HX in rhc rormurarion ffi,:lxjl'?,il"l.}iffi ;"l,'jJil;1.*-'::,::::::l,l_1l1,,:"i',fr,:!::ffi or' r"commero"-.,r.1",i;;;il'J,"Xlil,.Y#tj::T-'T: iffi?[: C'omrninee. 4 lf' based on the rcviews tlescribed r-n regulation, the parties decide ro adopr amendments t'this Annex. such amendmens shall be adJped un,t --"- 5rrtsr rrrtL' into rgt',-s lgrce ln in aceo aceordsnce rrith the pnr'ccdurcs con*ined in Articrc l9 "n,.. af this ('onvenri.rn. llir sECTloN E - strRv'y ,\ND cER'*Ftc.{TroN WATER MANAGEMENT Regulation E-l I R-EeurRfMEN.rs FoR BALLA'T Srne-l,.l ships ol'400 gross tonrage and above ro which floating plat'.rms, FSt !s anrl r.pscr-t sha, ' l be subject rhis convcntion applies. excluding , .r**r, ,p".itiecr bcr.n: An initial surve-Y betirre the ship is pur in service or berbre the certilicare reqnired under rcgulation E-2 or E-3 is'issued for the "t}is survel, n.t,-,i*.. shall v*rift rhat rhe Baras warer Manasement pran requireJ associated struclure. equipmenr. slstems. fitting. arrangements an6 material or processcs compl-r lulll with the requirements of iiris Convcntion. 6 ;;ffit""ir]i'ilo ,r, .\ rcncr.ral )unc.\ ilt intcrruls sptcilied b.r the Adnrinirtrution. hut not exrcetling livc .vears. c\ccpt *hcrc regularion [-5.i. [-5.S. l..-5.6. ,r" f.--s.i is applicable. rhis surve5 shail vcrit-r rhat the Bailasr warer Managemenr pran required b1 regulation r]- | and any associated slructure. cquipme nt. systems. fitting. . 'fuiry arrangernenrs and mareriar or processes requiremens of this Convention. compry with-"ihe applicabte An intermecristc sur'c! * ithin rhrcc monrhs bet'orc .r arrer thc second Annivenarl' datc or w'ithin three months berbre or arier the rhinr Annirersary date ol'rhe clertiticate. rvhich shail rakc. the ptu." ot'on" or.rr,. unnuor ,rr".,y,, spccified in paragraph 1.4. The intermedia-re's;;eys shail ensure rt"r ii" equipmenl associarcd syslems and processes for Bailasr ware, t"tunrg;;;"; tury comprl with the applicable requirements of this Rincx and are in good *orhing urdrr. Such inrennc'diare surve.rs shail trc endorsed on the cenificate issued under rcgulation L-l or t"-_1. '{ An annuul survc) $ithin thrce nronths bclbrc or alir:r caeh Annirersury dete. including a generat inspection uf rhc srructur"- uirr* cquipmenr, syrrems" finings, :uranBelnents and material or proccrsses associared' r\ith f,*'gril*r'warer Management plan required by regulation B-t to ensure that the.r have been mainlained in accordance with paragraph 9 and remain satisfactory for thc serviee C:\DOCL;|\,|E - | ("pA Rt'2,, I il,(rALS- 1T[t!tp I ]6. DOr " \tI t) R(. ri BWMJCONFA6 ANNF:X Pnge 25 lbr which thc ship is intended. Suuh annual survels shall bc endorserj $n the Certilicate issued under regulation E,2 or E_3. '5 An additional survey either general or parrial. according to the circumstances, shall be made after a change. reptaccment. or significant-repair of the srructurc, cquipment. t)'slcms. finings. an"ngements and miterial necessary ro achieve lug compliance rvith this Convention. The survcy shall be such as tti ensure thar any such change. rcplacenrent, or significant repair has been etlectivcly made. so that the ship complies with the requirements of this Convention. Such surveys shall be endorsed on the cenificatc issued under reguration E-2 or E-3. I 'l'he Adrninistration shall cstablish appmpriatc measures l'or ships thar are not subjcct to thc pmvisiorts ol'paragraph I in ortcr tu ensurr thar rhc applicable pror isionsbl'this Conventaon are complied u irh. S{veys ol'ships lbr the purpose ol'enforcement of the provisions ol'this Convention shal ,3 be carried out by olTicers of the Administration. The Administration may. ho*eyer. enrru$ rhe surveys eilher to surveyors nominated lbr the purpose or to organizations rlcognized by it. 4 An Administration numinaring sufteyors or recognizing organizations to conduct surv€)s. as dsscribed in paragraph I shall., as a minirnum. !.mp()Ber such nominatert sUr,-cvors or rccogn izr"d urgan i:zal ions- to : rcq{ire a ship rhat rhey survey to comply with the provisions r:f this csnventioni and .l can) out \ur\e\r and inspectitrns il'requcsted hr the appropriatc authorilies ol'o p()n Stnle thirt ir a l)uilr. 5 I'hE Adnrinistratiern shall notill thc Organiration ol'rhc specilic rcspr-rnsibilities anr1 conditions ol the authoritl' delegated to the nominated surycyors or recognized organizations. tbr circulation to Parties for the information of their ollcers. 6 \tr'hcn the Administration. a nominatcrd survelor. or a rccognizcd orguizatiern d*rrnnines thut the ship's Bitllasr Warer \,tanagemr.nt docs nr_rt sontbrm to rlic panicuian of thc Certificate required unrlcr rcgulation l:'2 or l:--J or is such that rhe ship is nlrt ilt to pnrceed lu se$ $ithour presenting a threat ol'hann lo thc cnvirtrnment. human hcalth, propeny or rcs6urces suclr suneyor or urganization shall immediately ensure thar corrective action ir rut to bring the ship into compliance. A surveyor or organization shall be notified immediately. "n and ir shiil enrure that thc Certificate is not issued or is withdrawn as appropriate. lf rhe ihip is in the port of another Panl'- the appropriate authorities of the porr Sraie sirall be norified immediately. When an ol"t'icr"rot'thc.{dministralion- a ncrminatc'rJ survc.\,or. ura rccognizcd urganization hai notitied thc uppropri*tc uuthoritics ttl'tlte pon Statc. thc (irrvrirnnr"nt uf thc pon Stalc concrrrned shall si\L'\l.l\:lt r-rillCgr. iUr\u-\or rlr (rrrtilnirati()n illt\ nccc:!r{n assislancc f0 etfT\ ortt thrir Ubligati*nr undcr thir rugulation. i,cluding un.r ucri,n trsscribcd in Anicls 9. - Refcr o thc guidclines.adopred by thc Organiiation b1 resolution A.71fi I E t, ar may he amendcd orguizrtion. and thc 5pccificarions adoped b,' rhc orgrniz.ation by rex{urion thc (\aniation C:'D(X'UI\l[ I iCPARLjZ . |,L.OCALS. I'l'E!r.!p,36-D(X" :\.u-:DiRC'i5 b1 thc t.lgqr rgr. as msr bc mcnded b1 u\\ \t,t ()\l .j() \\\I \ l'*gu l{r whenever an accident occurs to a ship or a r,efbct is discovcred which subshnriallv the abilitr nf'the shin r,. anan...., rD-r^.-. ri' . ,,,, i, .r,".s" ;'ffi XXlT:ilI,i::,'li,, #[j:::i:'::}.if ,,r:fl ii"o ;*" d.,anr fi'; r,ir,i'[J.lIT[,:':il::; ' ffi ;ffi#;i':""ff;: Oppoftunitr' to the Adminisrrnrinn rhp *.-^-r-...r .----...:----! .^.,;; cen*ica": ,,h" J;ii;fr;I";.,,*l",,ji,T,lX,i,J ,l-"::::::y:.,*:::-"1,1 :l: ,ori ll' .r,o'e; ;.'il i.,, ;., ; ;ilil} #i-:r:ffi; s;;.:,; ; X;; ffi ;L;: i#,,T; ,nnmnriflt." rrrtlrnriti.'. zrr'rL", ^.-r o.--. ani; -.h e n o m i n ar *i. :f il l3l' : t shall ascertain that such reporl has bcen made. ffj3 : : ::"I1": : :::* r trlr- rurlrPrstefisss .lno elliciency of thc surve-l and Jr's" shall erruLrrq^' underrake to ru s'rsurc ensurt,ha tns ncccssary. n..a*r*"rq'rtus armngenlents to salisry this ubligation. 9 l'he condition of.the ship.and its equipment. sysrcms and processes shall be maintained to conform with the provisions ol'this convention to.niur" ttrat ttrJsnip in all respecLs will remain fit to proceed to sca without presenring a threar of harm to the environment, human health, propen) 0r resourccs. l0 Aller an-v survey ot'thc ship under paragraph I has been complered. no change rhall be matle in the structure. any equipmenl finingri ui"ng",*nts;; marcriat associared with rhe Ballast water ManaryTelt planiequircd by regulation g-r and covererl by rhe surve.\ *.ithrur the sanction ol'the Administrarion. except tne airect ,eplu".rnent orsuch equipmenr or finings. Regulation E-2 Issuqnce or Enchysement of a CertiJicate I r}c Administration shall cnsurc rhat a ship ro which regulation E-l applies is issutx1 a ('Ertilicate allc'r succes;fu1 completi'n ul'a suftc) conducted in-sccordancc uith rcgulation g-1. A Clertificare issucd undcr rhe aurheirirt ot.a pan.r stroti Ur ,.".p,",f bi the orh*r pariies and regarded for all purposcs c'vcred by this conr"niinn issued by them. ^-h;;;;; samr, validirr as a cerlilicare 2 certificates shalt be issued or endorsed either ifil:?::?-tll.authorized Regulation E-3 by the Administration or by any person or assumes tuu responsibitity b1 it. ln every case. rhe Adminisrrarion lssuuncc or Entktrsentcnl (rl tt (.ertilicate b1, .4rr6thcr lrurt.t. I At thc rcquest of the Administration, another pany may cause a ship to be surveyed an4 if satisfied that the provisions of this convenrion issuunce ol'a certit'icatc to the ship. and witrr. srrall issue or authorize &e "* "o,nffi *tt"r. upp-priatc. endorse or authorize the endorsemenr ol'thar ('crtitlcatc *n thc ship. in olcor.Janc.jr* 2 irh thir Anncx. A copy 0l'thc cenilicctc.and u copl of'thc surlc.\ ptrs.siblc to lhc rcquesting Adminisrrurion. 3 A certificate so issued shall contain a sutement I.iq'ffi[:,'X",:]*';i'1ff:l#lJl*ilr (.:'DOCL:\lE. | ('P.1RL:Z rcpon shall bt rransnritted as suon as ro the effect thal it has been issued have the same rorce l.t.(X...tLS I .il:\tp:16.D0{ M[:DiRC,'$ at the *J,"."iu",r,. *," *.*[ii,inn u* tl\u\{ j('(-}\rj:6 i\i\Nf X llaec f 7 '1 Irartl'. \rr ('cnilicate slurll lrc i:suctl l.r l ship enritlcd te, l]-r tlrc tlas ul,u Slatc rrhich ir nor Regulation 1..--l a !.rtt.ttt <tl tltt. ( ,.r.ttiit.ttt.. lhc (-crtilrcllc 'h:rll hr Jrasrr up irr tlrc t,lileirrl lunguagr.- rrl tltc issuinI l)iulr. in the lirrm sut tirrth in lppcrrrlir 1..ll'tlrc l.rnruuge urr.-r.J i: neirhcrl lrrcnclr,,tni spunirh. rhe rurt shall '''uti.trittu'lttde a lrltrrlatirrrt itll(l (!rls t,i'rhcrc languitr,i:. Regulatitrn li-5 l)unttitttt ttr.r.l I olitlit.t.ti tltr,( o.tiiitttrt, I '\ C'ertil'icate shall lrc isstred lirr a pcrirrtl rpce ilictl hr thc.,\tlnrinistrari(]n thot shall nr:l etccsi.l tlr u .r carr. : I ()r I'crtg\\;.rl rtrrr cr:: 'l \dtlrithstanding thr' re(luircnlcnts (rl p:rragraplr l. rrhcrr thc rcncrral sur!,e\ is {()lrlnl!'tcd rrilltin tltrec tttonthr hr-lirrc rhc crpiry tlure trl'thc crirrirru Ccniljcate. thc ltc$ ('u'rtil'icltc shrrll bt rillid lirrrn thc darc ,.rl'cornplction rrlrthc tepr"'\1al dulc rror crcccdinr firc.rcaru lionr rhe .larc,,icrpir-r ol.rhc c-risring :l:::i^::-, Cenificarc. '2 the rcneual survey is complered aftcr the expiry dare of the existing Clcnificatc. the new Certificate shall be valid from the daie of completion of ths renertal sun'c) to a date not exceeding five years l'mm the date of expirl of the existing Certiticare. '3 \!'hen thc renewal sunc\ is completctl more rhan three monrhs bclbre the expirl date ol'thc existing Cenificate. the ncw Cerrificorc shail be vulid liom the date of completion ol'thc rcncwal surtcy to a datc nor exceeding livc ycarr from the dats ol'completion ol'thc renewal survej. \\'hen 3 lt a Certilicate. is issued for a period. of less than five years, the Adminisrrction m&y extend thc ralidity of the. Certitlcate beyond the expir) dare to the maximum period rp*.iti*a in paragraph l. provided that the survels refened io-in regularion E-1.1.3 applicabie when a cenificarc is issued rbr a period of l'ir.c year are canied outl appropriarc. 4 li'a renewal surve-v-.has been completcd and a ne* cerrificate cannor be issued placed or on board the ship befqrg the expiry date of the existing Certificaie. the person or organizntion authoriized by the Administrarion may endorse the existii'g Cerrificate and such a Certificare shall bc actepted as valitl lbra tirrthcr period which shall not ciceed five monrhs liom the cxpiry date. ll a ship at the titnc whcn thc C'r:nilicarr'!'\pircs is not in a pon in g,hich it is rn b* 'i surte"tcd' the Adminisration ma1 cxtend thc pcriuJ of validitj oI rhe ceniticate but this extension shall be granrcd only for thc purpose. of allowing ttre ship to conrplcre irc ,*oyage to the port in whieh it is tr: be surveyed. and then onl,v in .or*, ih*.. ii proper and reasonable to do so' No certilicate shall be extended roia period "pp.*, rong.i,rtul ,nr*. months. and a ship to which such extension is granred shall nor. on ir arrival i" rh"; p;in which ir is to be surveyed. bc cntitled b1' vinue of such extension lo lcave thar pon withoui rrunling a ne$ cerlificate. when C:\DOCLIMI - I TCPA RLIZ. I :1_OCALS I I l-.tvlpJt.Ixx l]$ u'('(rNI. ,t0 t\;\[x Pag* lll the renewal survey is completed. the nex' certificats shall be valid to a date not exceedirg tive years from the date of expiry of the existing Cenificate before the extension was granred. A Certilicate issued to s ship engagcd on shorr lo\aues u,hic'h has nt:t heen extended tlnLl{t,llt( iot'er:oirrl pnrr j:j,r11. rrl thir r-,.,*utjlfit,rr *.ll.r be ir. ,fr."^jr.,l;il:;,il';;; ",,i.rrj...f pc|irrd erl'$r';rcc ol'uF kr rinc r)lrintli liorrr lltc dlrtc rrl _ crpil _ _r ..-. ,rlrtcd ,trr it. \\,ftcn r! r!!r. thc rrrL rcncrr:rl tLrtLl\.lt sttr!c\ )uIyu\ i. .'.,.-,.1..,.- I r1......., ..-:r: ( tltclerr crr.ilicure j;;;;; hc. rulir.l r,r a dare n.,r crecctling tire _rglr.s lhrnr the l:.::1,:,:::0. .rhall cxpiry' of thc existing cenir'icare berbre the extension was granted. Itt rpccial circltltrst:rncc\. r\ dctctlnirrctl tr] rhe .,\drnirrirtration. a ncrr ( crliljeute lrccd nr)t OiltUJ li()nl thc drl1c datc !rl'c\Prr) ol'c\Plr-\.trl tltr: *irlirrg ctirtirrg ('eniricarc t r.'rtiticatc ir\ rcrluired rcrplired h.r plrauruph l.l. 5 ur 6 61l' .t' l:, lt:1,r1-tht ,t,i'rltc excecding llre.rcars liom thc dale ofcomplction ol'rhc rtne*al sune\. I ll'an onnual surl'e)' is completed betbrc the period speciiied in rcgulation E- 'l 1, then: the AnniYersary date shown on the Certificate shall be arnended by endorsement to a date which shall not be more than three months larer rhan rheiate on *tti.r, the survey wa*s complcted; '2 lhr: rubscquenl annual or internrediate survc) rcquired b,v rcgularion [-I shall be completed at the intenals prescribed b.v that ieguiarion uiingil,.. new Annivers&ry --''r date: '3 the expiry date ma.\ remain unchangert pruvided onc or more annual surveys. as appropriatc. are carricd out so that the maximum intervals between the surveys pn:scribcd b1 rcgularion L-l urc not exceeded. I A Cenil'icate issued undcr regulation E-2 or F,-3 shall ceasc to be valirl in any r-'rf the following cases: l il'the strucrure' equipment' systems, fittings, arrangements and material necessary tr"t compll fully with this Convention is changed. replaced or signilicantly repaired i and rhe Ccnificatr' is not cndomc'd in accorda;ce wiih this Annex: ' '1 upon transl'er ol'lhc ship to thc tlng of anodrer Srare. A nerv Certilicarc shall ortly be issuetl when the Parq- issuing t[e new Certiticate is lulll satislied thar rhc ship is in compliance with dre requiremenr of regulation E-1. in the case of a transfer ' bet['een Panies. if rcquested within rhree-months after the rransfer has uken place. the Partl' rvhose llag the ship was formerll cntirled to tI1. shall. as soon as possible, transmit to thc ,{dministration copies ot'rhe Cerrificarcs carrietl b1. the ship trelirrt thc translbr anrl, if available. copics ol'the rclevant survey op*,r, '3 .4 if the relcvant suftc)s are nol comptered *ithin the periods specified under rcgularion E- l .l; or i[the Cerrificate is nor endorsed in accordance with reguration (': DO(t \.lL I ('ll{RL./- I,t.0('{t \ I lF\il, i(r D{l(. \il-D,RC rs E-r. r. APPr_Nl)!\ I f ()R\t ()t.' IYt't._R\,\'t't()\ \t. ti..\t.1..\s,t. \\.\I.[-R u.\L\(it._\lt.fT CEIiTIFI(.;1.t.}: t\ I r.R\.1Tt()N,\t. B.\t.t..\s I \\,.\.t [.tt \t.\N.\(;t._\lt._\.t.(.t,:tt.nFlr:\I-t: ls:ucd uttdcl' thc prtrr iiiott: 'll tlrc lnterrraliorral ('rrnrcnli(),t l()r tl)e ('011tr.(il anJ \.lnnxggnrtnt *1. Ships' tlallu:t \\ ater lr,tl Scdi,.tcnt\ {hctlill.lller rclerretl r. l^ ,,the (.on\cnli()n,,} under lhe aulh(xil.\ trf' tlte (r6r cr11t1cpl ol t.itrll tlr. ti.{tttrt t<,ri .,1 ! li\, r,t,ilt,tt.t I hr l.lir I I r li..t g t i t t I i r t t 1 1 ! I t t, t. t t tttl tc I c 1 [ )1, t.,1.1 | t 1 1 t)rg{tDi:(tt Io,t ttttIIutri:ttl ttttdr,r !l\. .rl lht i ttnt'1. nl it)tt, 7 1 1 1 1 y f),.1,r.i.\t()tt\ l'tu't tt.ltiru ; rtl ritilt \rrrng qil 511ip l)istinctit e rrurrrhcr ur. lcttcr: Ptrrt rrl r*gittr-\ ( rk'rr l dnltit.!u l\l(,) rrtrrrrlrcr I)ute r"rl'( rlnslrucl i(rn Illlll.l \\ lrtt'r' (';rpaeitr t in irrhic ntclrL.\l l)r'luilt oi lltii rttt ll tttt,t. \ltttittyt.tt!L.tlt l/..tlrrirjfr, { rr,/ \lcthod ol llalllsr \\'arcr \lanlucnlcnl u\cd Datc instatled (il' appl icahle ) Nanrs ol'rnunulbcturer { il'applicablcl rhe pErricutars of rhe ship may be ptaccd horizonraly in boxe. -I :$:i.:ll-. lMo ship ldcntifiixtion Number Sc*rqme adopred by the organizerlon by resolution (': D(X-l \ll '('t,.\Rt 1, I LO(,\l,s 1 11\lp-io.D()(. \n t) R(. ls A.6o0t ls). BWMrr$:\tI"i36 ANNli.X Page -i(l The principal Ballast water Managemenr method(s) emptoyed on this ship is/are: r in accordance wirh regulation D-l in accordancc s,ith regulation D-2 I {describe) n the ship is subjecr to regulation D*l THIS IS TO CERTIFY: I 'l'hirt thc ship has been Cunvention: und sunc,vcd in accordance wirh regulation l:-l olrhe Anncx 2 That lhe survey shows that Ballast Watcr Management on rhe ship complies with Annex to the Convention. '[hil certiticate is valid until ..... regtlaliun l:-l ol'ths :\nnex to thc ('rlnvcntion. subjcct lo survels in accordance with completion darc ol'the surve.v on which this certiticate is based: ddlmmry yy,l lssucd at I'luce rrlts.rtrr, ttl t'tni/ic.utc t I ll).tlt.'ttl t\\tttl tSe*J nr xamp oJ'the uuthoritt., s.t uppropriilte ) (. tx}('t \il I ('p\Rr ,7 I I U( \t \ I il \tp]6.D0(ilLl)rR(-ls l:Ntx)Rstirll:NT Fot{ ANNtr.\r- .\\r) rir'rLR\,rIDrA I r: sL]rtvr:y(sr ]l-lls ls lo eERI'rFy rhar a sur\e\ rcquircrr b1 regularion I:-r ot'rhe the ship nas ri:und ro corrrply. *irh rhc.*i"uonr provisions Anrual surve): Annex ro the or-the convenrion: Srgned (Signature of duly authorked ofricial) Place ........... Date............. (Seul or stamp of the outhoriry, cts Annual *,'lntcrnrcdiatc surr l:r.* : oppropriute) Signed (Signuture of fly1.1, a2llTrrrrizetl ofiicial) Placc ........... Dare............. (Seal or stump of the uuthorir-v*, tts u1t1>roprialet Annualt, lnlcnn!-dirte sur\ c\ : Signed (Signaure of duly authorizeel ullicial) Place ........... Date............. (lkal ur stamp <21'the uulhorig,. as sppropridte) '\nnull :(,r'\ c.\ Signcd : (Signeuure oJ dul.t ttulhori:ed ufiiciul1 place......, Date............. $eal or stunp r1f the auhority. us ttppropriarcl ' Dclcte as appropriatc C:IDOCUME- I \CpARUz- tI(rcALS- :TEMPO6.DOC 1 MED/RCtrs lt\\ \l ('r )\ I irr \\\t \ l)utr.il A\ N t i,\l- / l)i.l'I.:Rj\IEDL\'rE st.RvE\. I \ .\(.(.()t.r.{ NC,. \\.tTl I R[:( ; t t.,\.t.t0\ [:-5.'.3 : tIllsls I()('l l(Ill \ thut.;tIutlanrru:il irrtcrrrrc,.Ji:rre'\rrr\e\ i,.sr(,r(lirlr(rrithrcurrl,ti*n 'rr,,,,'",i.,.''i_,.rr* l.-:.ll "l .rl thc \nrcr Ir, ri]( ( i]'\(rri(,ri. rlrr .i,it, -,,,.,. ,,,,, ;;',,, .";"" frL!\ i\iritl\,rl'tltr' ( rrl\ (p{irr1l Si!,ncd ( Si gnttt rtre rt/ u rrt ht ri:t,tl o llir.. iul I 1r1ucc.........._ l)irlc... (.\t'rtl ot' \trtil,lt <,1 lht, Uullltrru.t . tt.\ LIry)r.,1)rtatl., l 11\ tx)Rsti lr EYI' r'o ri\-r'E \ r) r't r l] ('t:R.I'r r rc,\'I H r r.. \.,\r.U) l'()lt t.t;.ss 1'il.\\ -i YE,\lts \1il1.RI.. tit:(;t t..\-l]()\ t._5.3 .1pt,Lil.:S Itru ship c{rltll"tlic\ rritlr rhc rcier.u.rt l.rr.ur isitrlrr ,rl tlt!, ( (,q\!,pli(,11. urrtl tSis ( urlilicrrt!, shall. in itucilrililtlee rr itlr regtrlirtitrtr l---i..i rrl thc .'\nrre.r trr thc ( rrrrr crti.n. be acueptr:d :.rs rulir1 unril... Si{ncii (.\ i u r tu ! t r rc t t I tr t r I lu n. i :c tl t t ti j 1. 1 1 1 | I I)utc (.\ictrl tr \ttlult <r.l I/|[. ittt!lUrrit.t. Lt.\ .t!,lrt.(,1)t.tttl(, I.\lX)l{sla\lf YI \\ ilt..til.. t'ilf: ttf.\} \\ \l_ St tt\ t,.\ il.\s Ilt,.t1\ ( O\ll,l.t.. t l.t) \\t) til.-(;t t..\ I.t()\ t.-5.J ,:\t,t,t.t[.S 'l'he ship contplics $'ith.the rclevant prorisiuns accordance with regulation E'5.4 orine of rhe Convenrion and this ccnificare sha,, in Annex to $e Convcnrion. be acccpred as valid until Signed ( S ignat u rc of uu t hor ize tl o llic ia I t Placc ....... Darc............. (Seal or stonp of the outhoriry,. ' Dclcte as appropriare c:\DOcuME- | icpARuz- I rL(rALS_ I iTF.ilrRt6.Doc lvlED/RCns us appropriatel B\,V!\,lt(,oNl"L36 ANNEX page 33 ENDORSEMENl'TO EXTEND T}IE VAI,IDTT}'OF THE CERTIFTCATE UNTIL RE;tClllNG TIII poR'r oF stiRvt]\,oR F-oR.{ p}:RIoD \vtIIiRt.: Rt:Gtit.Al,t():\; t:-5.5 ()R r:_5.6,rpFi.rEsoI.- cRAC}: 'lJlis ccnificate shallin accordance with rcgularion E-5.5 or E-5.6' ol. rhe Annex tu the Convention. be accepted as valid until ......... Signed {S i gnat u re ol a u t horize tl olli c i ul I place ........... Date............. (Sieal or aamp of the aafiorily. I'::rJ r)()Rs cts upproprittrel E\r l.:r'r' FoR AD\ .\\ ('F.Irt:rr or .r\ rI\.riRsA wfif R[ R]:(;ttI.ATION r:_s.s Appt.t[_s In accordance whh rcgulation E-5.8 of the Annex R Y DA,t}] to the clonvention rhe new Anniversary r1ate is Signed ( Signature aJ' uuthorized o.flic iul t Place....... Date.._........-. lSeerl .rr stump o!'the aatfuirity, us appritpriate) ln aeconJance with rcgulation L-5.8 of thc Anne.r ro th. q'unn"nrion the ncr,r.Anniversarl.tlatc Signed ( Signonre ol daty authorizetl olficictll place .,.... Datc............. (&al or stttmp of the awhoritl,, as appropriakl ' Dcletc as lpprupriarc (':rD0("1-!\.1[ - l',t"Pe U,,, I ]1.(X'.\ t S. I I l-_IJp .-r6"D0(l \tIDI,RC;ts is ll\\ \l ( ( )\l .iri \\\t \ l'ltrlc 1-l ."IPPENl}IX IT }.ORIIT 0TI BAI"L.{S]'}I'JTTER RECORI} BOOK TN-I'ERNATIOII.AL CONVEN'TION FOR THE MANAGEMENT OF STIIPS' BALLASTiVATER CON'I'ROL ANI) AND SEDTMENTS Period From: To: \lrrrrt i,l.\lril.r l\lO rrutrrl.rer (ir(1rr t(]tlnilu{ I llrr I rrtll l|;rllust \\ atcr caJrle itr i in e rrhie rrrctre r I The ship is prrrvided with a Ballast Warer Management plan tr Diagram of ship indicaring ballast tanks: I lntroduclion ln aceordsnce with regulation B-2 ot'rhe Annex to the lntemarional convention for the control and Management of Ships' tsallast water and sedimenrs. a;"*J is ro he kcpr oleach Ballasr watcr operation. -r'his includes trixharges at sea and t' reception thcitirics. 2 Ballast Water end Ballasf Wster Management "Ballast water'' means water wirh.its suspcnded maner raften on board a ship ro control trim, listdraughl stability' or stresses of a ship. r.i*ug"r*, of Ballast water shall bc in accordance wlth \later Manasement plan and mking inro r".ornt cuiderinesr deveroped by lfttslff,X,ifl|* 3 Entrics in the Ballast Water Reeord Book Entries in thc Ballasr water rccord book l.l shall be made on each ol'rhe following occasions; When Ballasr Water is taken on bosrd: ' l Datc' time and lt[ation porl t)r l'acilit.r *l'uprakc (pon or lat,longl. dcprh il.outsitle pon t Refer to tlrc Guidclines for lhe conrnrl and managcmcnt of ships' ballast warcr ro minimize the transfer ol harmtulaquaric oryanisrns organizarion bv rcsorurion A.E6E(?0). r.1 ?grre*;*il;r'fu C:\D6q'p"t- I \Cp^RUz- tir-oc,tis . r ,G|V-piii.iioc \,IEDJRC;IS l'agc i.2 .)._l ,3 [-.stimatsd volumc ol'uprakc in cubic metrcs .3 Signature of the oflicer in charge of rhe operution. Whenever Ballast lrvater is circutated or treated for Ballast water Managemenl purposrsi .I Date and time of operation .l [:stimatcd ri:lume circulated ur trcatetl 1in cuhic mr:trgs] .J \\'hcthcr cunducted in aeconlance u ith the Ballast warer Msnagement .4 Signature of the officer in charye olthc operarion plan When Ballast Water is dircharged inro rhe sea: .l .2 Dare. rime and rocarion porl or taciriry o|discharye (port or rar.,rongt Estimared volume dixharged in cubic metres plus rcmaining r,olume melrcs in cubic whether approved llallast water Managemenr plan had bcsn implernenred dischargc -,1 _i. t Signaturc ol'the oiTiccr in charge of the operation. When Ballasr Warer is discharyerl ro a receprion l.aciliry: .l Date. time. and ltxation of uptake .2 Dare. timc. and locarion ol'discharge ..] Porr or tacility .4 Estimated volume discharged or .,ken up, in cubic metres '5 whether approved Ballast water Managanenr ptan had discharge .6 3.5 prigr ro been implemented prior to Signature ol'o{Ticcr in chargc ol'the operation Accidental or orher exceprional uprske or discharyes of Ballast .l Dare and time rlf occurence .2 lroil or position r"rl'the ship et time of occurrcnce .3 Lstinrared volumc ol'Ballasr Warer dischargcd C:IOOCUlvlE- I \CpARUZ* I \LOCALS- I \TE|\{P!}6.DOC ttEDrRClts watcr: 'rr4lllIl"i!i:;rti:' " iir)iii -' ::,:::- $WM;CUl,it:il6 4NN[X Page i6 general remarks. clircumsmnces ol' uptake. dis,charye. escape or loss. the reason rherefore and whether approved Baflast water Managemenr pran had been imprcmented prior dixharye .6 i.6 .l 'l"he Signaurc olofl.icer in charge of thc operation Addirional opcrnliunal proccdure and gencral remarks Volumr nf Bellast Water volumc ol'Ballast water onboard should be estimued in cubic metres. The Ballast rccord book cr'rnlains manl relerences to estimated votume of Ba[ast water. lt is recopniz rhe accuracy or'estimaring vorumes of bafiast is reri ro inr"rr*[iioi. l{}-('()IU) ()}' }l^I-t_.\s t. \\.\TlaR ()ptitt^.t,t()Is I )irtirrctir c nunrl-rcl.,-rr lctters Rccord nf o S i grtalurc r,l' ntarler (': l]0{'1.:ltl li('p..\Rt. I - | l,(.r(. \t,S ,t I t\lp .i(r.l)0(. \tt I) R(,. t5 m

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